Search for: "Financial Asset Securities Corp.,"
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31 Jul 2019, 7:02 am
Financial Conduct Authority (FCA) has finalized its guidance on crypto assets, clarifying which tokens fall under its jurisdiction. [read post]
29 Jul 2019, 8:29 am
Financial terms of the acquisitions were not disclosed. [read post]
26 Jul 2019, 6:17 am
Dike, Cleary Gottlieb Steen & Hamilton LLP, on Thursday, July 25, 2019 Tags: Insider trading, Liability standards, Rule 10b-5, SEC, SEC enforcement, Section 10(b), Securities enforcement, US House The Future of Shareholder Activism Posted by Assaf Hamdani (Tel Aviv University) and Sharon Hannes (Tel Aviv University), on Thursday, July 25, 2019 Tags: Asset management, Boards of Directors, Capital… [read post]
11 Jul 2019, 7:54 am
Other nations want the blueprint; Ari Mahairas and Peter Beshar on AI and 5G security risks; Age of fraud: Are seniors more vulnerable to financial scams? [read post]
26 Jun 2019, 7:39 am
Siegel reportedly worked with the couple, first while registered with Concorde Asset Management and then as an agent with National Securities Corp., from around July 2013 through January 2016. [read post]
26 Jun 2019, 6:18 am
From August 2000 until October 2016 Pittman was registered with Investors Capital Corp. [read post]
23 Jun 2019, 7:34 am
Year M&A+I Events (Running Listing: November 2001 – Today) eDiscovery Mergers, Acquisitions, and Investments Event DateAcquired (Investee)Acquirer (Investor)Amount (Estimated $) 17-Jun-19Elevate (Investee)Kayne Partners (Investor)$25,000,000 17-Jun-19Cellebrite (Investee)Israel Growth Partners (IGP) $110,000,000 12-Jun-19Infinnium (Investee)Sahajanand Group (Investor) 11-Jun-19Thomas LawrenceExterro 5-Jun-19Mindseye SolutionsReveal Data 1-May-19Phoenix Business SolutionsMorae Global… [read post]
21 Jun 2019, 12:21 pm
With more than 30 years in the industry, Jessee has also been a registered broker at five other broker-dealers, including Investors Capital Corp., Financial Securities Network, NAP Financial Corporation, Marketing One Securities, and Mutual of Omaha Fund Management Company. [read post]
21 Jun 2019, 10:48 am
Libra is made up of three parts that will work together to create a more inclusive financial system: It is built on a secure, scalable, and reliable blockchain; It is backed by a reserve of assets designed to give it intrinsic value; It is governed by the independent Libra Association tasked with evolving the ecosystem. [read post]
20 Jun 2019, 9:19 am
From November 2011 until May 2012 Sherrer was associated with Investors Capital Corp. [read post]
14 Jun 2019, 12:08 pm
During that time, he also had been a registered broker with QA3 Financial Corp., Ameriprise Financial Services, Inc. and IDS Life Insurance Company. [read post]
8 Jun 2019, 5:43 am
Corp. v. 2319 Richmond Terrace Corp., 141 A.D.3d 626, 627, 34 N.Y.S.3d 616).Oral promise to pay credit card bills during the pendency of action unenforceable In Novick v Novick, ‑‑‑ N.Y.S.3d ‑‑‑‑, 2019 WL 2202438 (Mem), 2019 N.Y. [read post]
5 Jun 2019, 6:00 am
Four Types of Pressure The Trump administration has mainly used four types of pressure to put its maximum pressure campaign into action: economic sanctions; designating the Iranian Revolutionary Guard Corps (IRGC) as a foreign terrorist organization (FTO); diplomatic efforts; and, more recently, the deployment of military assets. [read post]
4 Jun 2019, 10:24 am
Free Consultation with a Securities Attorney To determine whether you may be able to recover investment losses incurred as a result of your purchase of an FS Investment Corp. offering or another BDC, please contact The White Law Group at 1-888-637-5510 for a free consultation. [read post]
28 May 2019, 2:00 am
Arris Reddick Murphy is an attorney with experience in the employee benefits and executive compensation practice area, and she is senior counsel with FedEx Corp. [read post]
21 May 2019, 7:28 pm
Cantor Fitzgerald and BTIG, LLC acted as capital markets and financial advisors to Pivotal. [read post]
21 May 2019, 7:30 am
The company also claimed that it had ties with CNA Financial Corp. and Chubb Group. [read post]
16 May 2019, 9:05 pm
He also argued that a more consistent regulatory framework would allow crypto-assets to be “further integrated into a financial ecosystem. [read post]
14 May 2019, 6:08 am
Many aspects of it are controlled by the Iranian Revolutionary Guard Corps (IRGC), which has recently been designated a Foreign Terrorist Organization (FTO) by the State Department. [read post]
5 May 2019, 7:00 am
Iran’s influence derives less from its conventional power and more from its ability to use unconventional assets, notably the nonstate actors it supports. [read post]
