Search for: "Financial Security Assurance, Inc."
Results 321 - 340
of 627
Sort by Relevance
|
Sort by Date
9 Oct 2015, 4:00 am
She has conducted hundreds of high-stakes investigations involving financial statement fraud, securities fraud, investment fraud, bankruptcy and receivership, and criminal defense. [read post]
3 Sep 2015, 7:00 am
A FINRA arbitration panel in San Juan found UBS Financial Services, Inc., and UBS Financial Services Inc. of Puerto Rico liable to Juan Burgos Rosado. [read post]
21 Aug 2015, 6:07 pm
Employers sponsoring health plans and members of their management named as plan fiduciaries or otherwise having input or oversight over the health plan should verify their company’s group health plan meets the out-of-pocket maximum rules of the Patient Protection and Affordable Care Act (ACA) § 1302(c)(1) as well as a long list of other federal health benefit rules to minimize the risk that violations will obligate the sponsoring employer to self-assess, self-report on IRS Form 8928, and… [read post]
21 Aug 2015, 11:24 am
Employers sponsoring health plans and members of their management named as plan fiduciaries or otherwise having input or oversight over the health plan should verify their company’s group health plan meets the out-of-pocket maximum rules of the Patient Protection and Affordable Care Act (ACA) § 1302(c)(1) as well as a long list of other federal health benefit rules to minimize the risk that violations will compel the sponsoring employer to self-assess, self-report on IRS Form 8928, and… [read post]
18 Aug 2015, 11:29 am
The Securities and Exchange Commission (SEC) announced this week that two Citigroup Affiliates, Citigroup Global Markets Inc. [read post]
4 Aug 2015, 5:42 pm
Another recurring issue has to do with the assessment of trading in company securities by corporate insiders pursuant to Rule 10b5-1 trading plans. [read post]
3 Aug 2015, 12:07 pm
Since employers risk excise tax exposure if their group health plan does not comply with the out-of-pocket limitation, this means that employers may wish to with legal counsel about steps that the employer should consider taking to build a record to help mitigate excise tax exposures from potential violations of these requirements including ensuring their group health plan properly defines and distinguishes essential from non-essential benefits, obtaining contractual or other assurances… [read post]
30 Jul 2015, 3:00 pm
CHL is a project of Red Arch Cultural Heritage Law & Policy Research, Inc. [read post]
24 Jul 2015, 7:23 am
The proposal also has many carve-outs, including for swaps and security-based swaps. [read post]
18 Jul 2015, 8:03 am
The writer assures him that it will go so much better for him if he just pays up. [read post]
10 Jul 2015, 10:32 am
Insurance Industry Data Security Programs In response to the recent Anthem Inc. data breach, S.B. 949 imposes new requirements on health insurers, pharmacy benefit managers, utilization review companies and third-party administrators licensed do to business in Connecticut with respect to these entities’ maintenance of comprehensive information security programs. [read post]
28 May 2015, 4:00 am
; no clear definition and practice as to what is the “deletion” of a record such that, e.g. records may or may not continue to exist in backup storage thus diminishing knowledge of the extent of records holdings and their control; changes in technology have resulted in unaccounted for, and undocumented changes in records practice; no consistent practice as to other forms of communication that create records, e.g., video and audio recordings, instant messaging, cellphone (mobile)… [read post]
18 May 2015, 5:22 am
Beyond that, there may be additional relief to be secured through a third-party lawsuit. [read post]
17 May 2015, 10:37 am
The applicant maintained his refusal to submit to a search and … Theratechnologies Inc. et al. v. 121851 Canada Inc. 2015 SCC 18Securities Regulation Summary: Theratechnologies Inc. [read post]
12 May 2015, 2:04 pm
Essentially, in addition to taking on the credit risk of the issuer, the investor also takes on the price risk of the referenced security or securities. [read post]
30 Apr 2015, 8:04 am
Between 2000 and 2007, Rand directed a scheme to commit securities fraud and create false books and records at Beazer by practicing “cookie jar accounting,” which allowed Rand and others to falsely report profits in Beazer’s publicly reported financial statements. [read post]
23 Apr 2015, 8:57 am
<> Another New Arrangement from EPA Designed to Settle Some Older Scores - Barnes & Thornburg LLP has issued an Environmental Alert on EPA's new compendium of guidance on the use of financial assurance mechanisms in CERCLA settlement agreements and unilateral administrative orders EPA Guidance: Financial Assurance in Superfund Settlements and Orders … [read post]
13 Apr 2015, 11:00 am
AIG’s financial products division entered into credit default swaps to insure $441 billion worth of securities originally rated AAA. [read post]
19 Mar 2015, 6:00 am
First, patients could argue that their section 7 “right[s] to life, liberty and security of the person” are unjustifiably infringed by legislation that limits access to medical services. [read post]
16 Mar 2015, 9:07 am
(c)Waste Information & Management Services, Inc. [read post]
