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13 Aug 2009, 8:03 am
Bernie Madoff's CFO Frank DiPascali, Jr. learned that the hard way Tuesday. [read post]
3 Jan 2011, 1:57 pm
Comments to the Securities and Exchange Commission’s proposal to implement the Dodd-Frank Wall Street Reform and Consumer Protection Act’s whistleblower protections have drawn mixed reactions. [read post]
29 Mar 2017, 3:01 am by Walter Olson
New paper from Ilya Shapiro and Frank Garrison for the fledgling Cato Legal Policy Bulletin series, which launched in January with Thomas Berry’s paper “The Illegal Tenure of Civil Rights Head Vanita Gupta. [read post]
2 Feb 2011, 12:39 pm by Frank O'Donnell, Clean Air Watch
While we are witnessing the daily attacks by key members of the new Congress on health and environmental safeguards, I thought it might be worthwhile to remind folks one of the reasons why we try to clean up dirty air. [read post]
11 Jul 2024, 3:00 am by Jim Sedor
Campaign Finance National: “Clinton Campaign Case to Prompt Review of Disclosure Exemption” by Mike Vilensky for Bloomberg Law News Georgia: “Appeals Court Greenlights Campaign Finance Case Against Nonprofit Founded by Stacey Abrams” by Robert Schmad (Daily Caller) for MSN National: “Political Ads on Social Media Rife with Misinformation and Scams, New Research Finds” by David Klepper (Associated Press) for MSN Elections… [read post]
29 May 2015, 10:11 am by Jared Correia
-Justin Kelsey, principal of Skylark Law & Mediation PC, was recently profiled by LexisNexis’ Frank Strong. [read post]
28 Dec 2007, 7:29 pm
With primary season about to move into full swing, Ann Arbor Blue at Daily Kos makes a really good point: Because none of the Democratic candidates suck. [read post]
26 Dec 2006, 7:33 am
We'll be doing a daily news round-up (and maybe a few other random posts here and there). [read post]
10 Apr 2020, 3:06 am by Walter Olson
In each case, United has $3 billion less, and shareholders have $3 billion more that they can invest in something else” [Ted Frank, Washington Examiner] From before the crisis: George Selgin on Warren Mosler and the great American banking myth; Kevin LaCroix on mootness fees in securities class actions; James Pethokoukis on CEO pay; Diego Zuluaga on bank concentration; Jeffrey Miron on bank bailouts (“It is hard to think of [a solution] so long as people believe government can… [read post]
17 Jan 2012, 8:34 am by Andrew Cross
In plowing through the Volcker Rule(s), the plethora of Title VII's reforms, what seems like a daily list of potential unintended consequences, Enhanced Prudential Standards, such as Single Counterparty Limits, etc., one can not help but feel that liquidity in the broadest sense of the word and across asset classes will almost certainly be affected. [read post]
26 Dec 2006, 7:33 am
We'll be doing a daily news round-up (and maybe a few other random posts here and there). [read post]
6 Sep 2011, 10:02 am by Gritsforbreakfast
From the New York Daily News:The hackers collective known as Anonymous claims it broke into the email of dozens of law enforcement agencies - and released racist and offensive correspondence between cops.London's Daily Mail reported that in one email to a police official in Texas, an officer commented that someone who started a car chase got "what she deserved. [read post]
24 Oct 2014, 10:17 am by John Jascob
In 2010 the Dodd-Frank Act changed the procedures for implementation of SRO rules. [read post]
8 Feb 2017, 3:44 pm
. $8,000 bucks and no more daily calendars; pretty good gig if you ask me. [read post]
15 Oct 2014, 3:06 am by John Jascob
Specifically, SIFMA asked the Fed to find a way to let illiquid funds partake of the stable run-off period until 2022 by aligning the Dodd-Frank Act’s intent with its regulatory implementation to close the two-year gap. [read post]
18 Oct 2014, 1:19 pm by John Jascob
[This story previously appeared in Securities Regulation Daily.]By Matthew Garza, J.D.In remarks before the Outlook 2014 conference, sponsored by the Managed Funds Association, CFTC Chairman Timothy Massad shared his views on two of the most pressing issues currently before the CFTC—tweaking the rules mandated by the Dodd-Frank Act, and cross border harmonization.End-users. [read post]
4 Jan 2012, 10:48 am by Rebecca Anderson
In the first full year of operation RegBlog, a student-edited website sponsored by the Penn Program on Regulation (PPR) at Penn Law, has attracted leading scholars, government officials, analysts, and business executives to become the leading daily online source for news, analysis, and opinion of regulatory matters.In the last 12 months RegBlog’s writers and contributors published 250 posts, regularly attracting thousands of readers from all 50 U.S. states and Washington, D.C., and… [read post]