Search for: "Gary Gensler"
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27 Jan 2023, 6:30 am
Bebchuk, Kobi Kastiel, Anna Toniolo (Harvard Law School), on Tuesday, January 24, 2023 Tags: Board of Directors, Corporate governance, Elon Musk, Shareholder activism, shareholder advocacy, Twitter ISS Updates Frequently Asked Questions for Equity Compensation Plans, Peer Group Selection and Compensation Policies Posted by Shaun Bisman and Jared Sorhaindo, Compensation Advisory Partners, on Wednesday, January 25, 2023 Tags: CARES Act, CEOs, EPSC, ISS, Proxy voting, S&P Dow Jones SEC… [read post]
27 Jan 2023, 6:30 am
Bebchuk, Kobi Kastiel, Anna Toniolo (Harvard Law School), on Tuesday, January 24, 2023 Tags: Board of Directors, Corporate governance, Elon Musk, Shareholder activism, shareholder advocacy, Twitter ISS Updates Frequently Asked Questions for Equity Compensation Plans, Peer Group Selection and Compensation Policies Posted by Shaun Bisman and Jared Sorhaindo, Compensation Advisory Partners, on Wednesday, January 25, 2023 Tags: CARES Act, CEOs, EPSC, ISS, Proxy voting, S&P Dow Jones SEC… [read post]
25 Jan 2023, 6:31 am
Posted by Gary Gensler, U.S. [read post]
25 Jan 2023, 6:31 am
Posted by Gary Gensler, U.S. [read post]
23 Jan 2023, 11:23 am
., Release No. 33-11149, January 19, 2023).SEC Chair Gary Gensler remarked on the settlement via press release. [read post]
22 Jan 2023, 6:30 am
To address these concerns, the SEC issued a proposal about a year ago consistent with prior statements made by SEC Chair Gary Gensler, as well as recommendations made to the SEC by the Investor Advisory Committee, with respect to 10b5-1 Plans. [1] The proposal included new conditions to the availability of the Rule 10b5-1 affirmative defense, such as cooling-off periods between adoption of a 10b5-1 Plan and the first trade thereunder, limitations on multiple overlapping 10b5-1… [read post]
22 Jan 2023, 6:30 am
To address these concerns, the SEC issued a proposal about a year ago consistent with prior statements made by SEC Chair Gary Gensler, as well as recommendations made to the SEC by the Investor Advisory Committee, with respect to 10b5-1 Plans. [1] The proposal included new conditions to the availability of the Rule 10b5-1 affirmative defense, such as cooling-off periods between adoption of a 10b5-1 Plan and the first trade thereunder, limitations on multiple overlapping 10b5-1… [read post]
19 Jan 2023, 4:11 am
The SEC continues to make cryptocurrency-related enforcement a top priority under Chair Gary Gensler, bringing 30 enforcement actions against digital-asset market participants in 2022, up 50% from the 20 actions brought in 2021 and the highest number since 2013, according to a Cornerstone Research report released today.The report, SEC Cryptocurrency Enforcement: 2022 Update, found that the SEC brought 24 litigation actions in U.S. federal courts and six administrative proceedings… [read post]
19 Jan 2023, 3:00 am
A report out yesterday from Cornerstone research points out that in 2022 (the first full year under SEC Chair Gary Gensler), crypto-related enforcement actions increased by 50%. [read post]
17 Jan 2023, 10:29 am
SEC Chair Gary Gensler noted, “Over the past two decades…we’ve heard from courts, commenters, and members of Congress that insiders have sought to benefit from the rule’s liability protections while trading securities opportunistically on the basis of material nonpublic information. [read post]
10 Jan 2023, 9:05 am
SEC Chair Gary Gensler noted, “Over the past two decades…we’ve heard from courts, commenters, and members of Congress that insiders have sought to benefit from the rule’s liability protections while trading securities opportunistically on the basis of material nonpublic information. [read post]
5 Jan 2023, 3:15 am
” (emphasis added) December 8, 2022: Per SEC Chair Gary Gensler on Speaking with Yahoo! [read post]
3 Jan 2023, 1:47 pm
The directors’ and officers’ liability environment is always changing, but 2022 was a particularly eventful year, with important consequences for the D&O insurance marketplace. [read post]
27 Dec 2022, 6:30 am
On November 15, 2022 the Securities and Exchange Commission announced the Division of Enforcement’s results for fiscal year 2022,[1] which ended on September 30, and was the first full year for the Division under the leadership of both Chair Gary Gensler and Director of Enforcement Gurbir Grewal. [read post]
27 Dec 2022, 6:30 am
On November 15, 2022 the Securities and Exchange Commission announced the Division of Enforcement’s results for fiscal year 2022,[1] which ended on September 30, and was the first full year for the Division under the leadership of both Chair Gary Gensler and Director of Enforcement Gurbir Grewal. [read post]
23 Dec 2022, 6:30 am
., on Friday, December 16, 2022 Tags: Corporate governance, Executive Compensation, ISS, Proxy voting, Stewardship, Sustainability Statement by Chair Gensler on PCAOB’s Determinations Regarding Public Accounting Firms in China Posted by Gary Gensler, U.S. [read post]
23 Dec 2022, 6:30 am
., on Friday, December 16, 2022 Tags: Corporate governance, Executive Compensation, ISS, Proxy voting, Stewardship, Sustainability Statement by Chair Gensler on PCAOB’s Determinations Regarding Public Accounting Firms in China Posted by Gary Gensler, U.S. [read post]
22 Dec 2022, 6:04 am
This is in part because there isn’t a level playing field among different parts of the market: wholesalers, dark pools, and lit exchanges,” said SEC Chairman Gary Gensler in a statement. [read post]
20 Dec 2022, 6:22 am
While both consider the determination a positive step, SEC Chair Gary Gensler said much work remains, while Commissioner Jaime Lizárraga encouraged Congress to shorten the clock for mandatory delisting from three years to two.The PCAOB conducted thorough and systematic testing to determine that all three criteria for complete access were achieved. [read post]
16 Dec 2022, 9:02 pm
Gary Gensler, chair of the SEC, warned the public against listening to endorsements about investment advice. [read post]
