Search for: "Harvard Law School Forum on Corporate Governance and Financial Regulation"
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8 Sep 2023, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, September 8, 2023 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of September 1-September 8, 2023 Trends in Shareholder Proposals Posted by Nathan Williams, Jamie McGough, and Donald Kalfen, Meridian Compensation Partners, on Friday, September 1, 2023 Tags: director elections, Executive Compensation,… [read post]
24 Apr 2020, 4:42 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, April 24, 2020 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of April 17–23, 2020 Inspection of PCAOB-Registered Chinese Auditor Posted by Jeffrey P. [read post]
19 Jun 2020, 6:20 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, June 19, 2020 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of June 12–June 18, 2020. [read post]
28 Jul 2023, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, July 28, 2023 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of July 21-27, 2023. [read post]
28 Jul 2023, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, July 28, 2023 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of July 21-27, 2023. [read post]
6 Dec 2019, 5:43 am
Posted by the Harvard Law School Forum on Corporate Governance & Financial Regulation, on Friday, December 6, 2019 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of November 28–December 6, 2019. [read post]
5 May 2023, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, May 5, 2023 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of April 28 – May 4, 2023. [read post]
5 May 2023, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, May 5, 2023 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of April 28 – May 4, 2023. [read post]
6 Jul 2018, 6:02 am
Posted by Harvard Law School Forum on Corporate Governance & Financial Regulation, on Friday, July 6, 2018 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of June 29-July 5, 2018. [read post]
16 Feb 2018, 6:21 am
Fox (Columbia Law School), on Friday, February 9, 2018 Tags: Adverse selection, Capital formation, Crowdfunding, Disclosure, Equity offerings, FAST Act, Investor protection, IPOs, JOBS Act, Liquidity, Registration exemptions, SEC, Securities regulation, Small firms, Solicitation The Enduring Allure and Perennial Pitfalls of Earnouts Posted by Gail Weinstein, Robert C. [read post]
19 Nov 2021, 5:57 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, November 19, 2021 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of November 12-18, 2021. [read post]
8 Feb 2019, 6:04 am
Fried (Harvard Law School) and Matthew Schoenfeld (Burford Capital), on Monday, February 4, 2019 Tags: Cayman Islands, China, Controlling shareholders, Cross-border transactions, Fairness review, Foreign firms, Going private, International governance, Investor protection, IPOs, Minority shareholders, Tech companies, Unicorns Internal Forecasts and M&A Posted by Paul M. [read post]
13 Dec 2019, 6:00 am
Securities and Exchange Commission, on Tuesday, December 10, 2019 Tags: Asset management, Audit trail, Blockchain, Capital formation, Capital markets, Disclosure, Dodd-Frank Act, Financial regulation, Financial technology, ICOs, Information environment, Investment advisers, Investor protection, Oversight, Proxy voting, Retail investors, Risk, SEC, SEC… [read post]
3 Feb 2016, 7:31 am
From the Harvard Law School Forum on Corporate Governance and Financial Regulation and Jon Eisenberg, a partner in the Government Enforcement practice at K&L Gates LLP, here is a useful article (with cases and charts) about the SEC’s use of civil monetary penalties. [read post]
7 Apr 2023, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, April 7, 2023 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of March 31- April 6, 2023. [read post]
7 Apr 2023, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, April 7, 2023 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of March 31- April 6, 2023. [read post]
12 Mar 2023, 2:05 pm
Eccles, Harvard Law Forum). [read post]
18 Jul 2011, 11:32 pm
SEC’s Actions Against Outside Directors The Harvard Law School Forum on Corporate Governance and Financial Regulation has a detailed post on recent actions initiated by the US SEC against outside (independent) directors of public corporations. [read post]
6 Nov 2020, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, November 6, 2020 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of October 30–November 5, 2020. [read post]
29 Jul 2012, 2:34 am
The Harvard Law School Corporate Governance Forum has a post that sets out some principles and best practices that companies are encouraged to adopt while conducting electronic shareholders meetings and voting. [read post]
