Search for: "Hedge Fund Attorney"
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1 Jun 2015, 9:30 am
DealBook reports that many hedge funds are closing up shop, among other reasons because it’s not worth the trouble to manage other people’s money when you have enough of your own. [read post]
24 Apr 2009, 6:45 am
The liability exposure of registered investment advisors for imprudent recommendations of hedge funds and other managed investments is increasing. [read post]
7 Nov 2009, 7:40 am
The charges against Cioffi and Tannin are tied to the management - and eventual implosion - of two Bear Stearns hedge funds known as the Bear Stearns High Grade Structured Credit Strategies Fund and the Bear Stearns High Grade Structured Credit Strategies Enhanced Leverage Fund. [read post]
22 Dec 2011, 5:49 am
Cooper, the prominent New York billionaire hedge fund manager, has managed to get out of paying the IRS $5 million in penalties. [read post]
8 May 2020, 12:40 pm
Silver Law Group, a nationally-recognized class action law firm, has filed the first class action lawsuit against South Florida-based hedge fund TCA Fund Management Group, TCA’s founder and chairman Robert Press, and others involved with the company (Defendants). [read post]
4 Apr 2009, 10:36 am
This title is taken from a recent Wall Street Journal article about a hedge-fund mogul who is facing civil charges brought by the SEC for defrauding investors of $300 million. [read post]
4 Apr 2009, 9:36 am
This title is taken from a recent Wall Street Journal article about a hedge-fund mogul who is facing civil charges brought by the SEC for defrauding investors of $300 million. [read post]
26 Jun 2010, 4:59 pm
As has been regularly discussed over the last few months, hedge funds (and private equity funds) with assets of $100 million will be required to register with the SEC. [read post]
12 Dec 2010, 1:47 pm
For purposes of this section, (1) Assets under management means the regulatory assets under management as determined under Item 5.F of Form ADV (§ 279.1 of this title). (2) Place of business has the same meaning as in § 275.222-1(a) of this title. (3) Principal office and place of business of an investment adviser means the executive office of the investment adviser from which the officers, partners, or managers of the investment adviser direct, control, and… [read post]
2 Aug 2012, 2:00 am
In this recent post, Professor Stephen Bainbridge noted that the attorneys defending former hedge fund manager Doug Whitman have argued for the application of California law with respect to fiduciary duties. [read post]
29 Jun 2007, 9:00 pm
Not only pension funds and insurance companies, but also large banks, (investment and hedge) funds and fund administrators as well as real estate developers (hotels, apartments, golf courses). [read post]
26 Jan 2007, 10:39 am
Maike is specializing in corporate and business law, commercial contracts, cross-border reorganizations, mergers and take-overs, the incorporation and structuring of (hedge and investment) funds as well as in drafting offering circulars. [read post]
1 Oct 2009, 11:01 am
Eliot was the managing member of a hedge fund, rather than a claimant with little or no investment sophistication. [read post]
29 Oct 2013, 12:45 pm
The recent case involves the latter, the wife of a wealthy hedge fund executive. [read post]
21 Feb 2024, 7:12 am
” California Attorney General Rob Bonta’s statement concerning recent legislation (AB 3129) introduced in California addressing changes of control or acquisitions between PE groups or hedge funds and healthcare practices. [read post]
15 Dec 2008, 6:32 pm
(The growing scandal even had some commentators wondering whether Madoff's downfall means the end of hedge funds.) [read post]
15 Jul 2010, 6:35 pm
As for the Pequot investigation, last month the hedge fund and its chief executive Arthur Samberg agreed to settle the SEC’s insider trading case for $28 million. [read post]
10 Nov 2009, 5:26 pm
A federal jury today acquitted Ralph Cioffi and Matthew Tannin, former Bear Stearns hedge fund managers, of fraud and insider trading charges. [read post]
26 Dec 2010, 4:31 am
More information about the LLC publication requirement is available here and here. **** Other related articles include: Important Hedge Fund Articles Bart Mallon, Esq. is a hedge fund attorney and provides hedge fund compliance services through Mallon P.C. [read post]
12 Mar 2012, 10:33 am
Karel Frielink Attorney (Lawyer) / Partner (12 March 2012) . [read post]
