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19 Dec 2022, 3:12 am
B. [read post]
15 Dec 2022, 8:00 am
SEC RIAs must comply with specific custody procedures, including: (i) maintaining client funds and securities with a qualified custodian; (ii) having a reasonable basis to believe that the qualified custodian sends an account statement to each advisory client at least quarterly; and (iii) undergoing an annual surprise examination conducted by an independent public accountant.SEC RIAs to pooled investment vehicles may avoid both the quarterly statement and surprise examination… [read post]
15 Dec 2022, 4:00 am
SEC RIAs must comply with specific custody procedures, including: (i) maintaining client funds and securities with a qualified custodian; (ii) having a reasonable basis to believe that the qualified custodian sends an account statement to each advisory client at least quarterly; and (iii) undergoing an annual surprise examination conducted by an independent public accountant.SEC RIAs to pooled investment vehicles may avoid both the quarterly statement and surprise examination… [read post]
11 Dec 2022, 6:13 am
Letgo, Inc., 2022 WL 17416664 (D. [read post]
7 Dec 2022, 5:58 am
It finds allegations (A), (C), (D), (E), (G), (I) and (K) not proved. [151]. [read post]
4 Dec 2022, 5:20 am
Cir. 1996)(en banc), rev’d, Crawford–El v. [read post]
1 Dec 2022, 6:01 pm
(b) Except as provided in paragraph (d) of this general license, all transactions and activities proh [read post]
29 Nov 2022, 4:13 am
P. 26(b)(3)(A); Notes of Advisory Committee on Rules—1970 Amendment; 8 FED. [read post]
28 Nov 2022, 11:48 am
William B. [read post]
25 Nov 2022, 8:41 am
§ 115(d)(3)(B)(ii). [read post]
23 Nov 2022, 2:12 pm
Sellers by Judge John Tuchi (D. [read post]
20 Nov 2022, 9:55 am
I. [read post]
16 Nov 2022, 12:10 pm
§ 316(d). [read post]
16 Nov 2022, 3:08 am
TTABlogger comment: I've never been to Portland and never heard of Dutch Bros. coffee. [read post]
9 Nov 2022, 6:08 pm
Most sophisticated directors now demand exculpation as a requisite to agreeing to serve on a board. [read post]
9 Nov 2022, 1:00 pm
§ 1441(b)(2), which is currently under consideration in the matter referenced here. [read post]
4 Nov 2022, 1:36 am
Claim 1 of the claim request underlying the decision under appeal reads as follows (labels (a) to (d) introduced by the board):(a) "A method for conducting convolutional interleaving of symbols of an error-correcting code having I symbols in a set, the method comprising:(b) setting a placeholder (400, 500, 600) to an initial location in a memory of size (I(I-1)*J)/2+1, wherein J is a delay value;(c) setting a read pointer to at least one of… [read post]
3 Nov 2022, 6:54 am
The regulations define “substantial control” over the entity to mean any of the following: (i) service as a senior officer; (ii) possessing authority to remove or appoint any senior officer or majority of the board of directors or equivalent body; (iii) having the ability to direct, determine or have substantial influence over important decisions to be made by the reporting company; or (iv) having some other form of substantial control over the reporting company. [read post]
2 Nov 2022, 2:17 pm
I make four points. [read post]
1 Nov 2022, 3:56 am
” And so, the Board sustained Opposer's dilution claim, declining to consider Sony's Section 2(d) likelihood of confusion claim. [read post]
