Search for: "IN RE MORGAN STANLEY"
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16 Mar 2010, 1:35 am
Morgan Stanley Dean Witter & Co. [read post]
11 Mar 2010, 6:38 pm
Investment giant Morgan Stanley also is the subject of a high-profile case involving pension funds and risky investing strategies. [read post]
9 Mar 2010, 7:02 am
While I’ve never seen a “broker letter” from Cede & Co., I did see this true life example where they filed a shareowner proposal on behalf of Morgan Stanley. [read post]
1 Mar 2010, 12:27 am
Event: UCITS Funds Location: London March 16 Sponsor: 100 Women in Hedge Funds Event: Time to Re-Connect! [read post]
11 Feb 2010, 4:37 am
Some brokers (egs, Goldman Sachs and Morgan Stanley) are sending similar messages to clients - and some law firms and proxy solicitors have been pushing the idea that companies need to be proactive in educating shareholders (eg. see page 3 of this memo). [read post]
5 Feb 2010, 6:05 am
Similarly, Morgan Stanley would lose only 8.70% of its liability base by giving up bank holding company status. [read post]
5 Feb 2010, 1:17 am
COURT OF APPEALS, SECOND CIRCUITBusiness Law Securities Act, Form N-1A Do Not Require Mutual Funds Disclosure of Information as to Affiliated Broker-Dealers In re Morgan Stanley Information Fund Securities Litigation Subscription Required U.S. [read post]
28 Jan 2010, 9:09 am
In re Morgan Stanley Information Fund Securities LitigationThe district court (SD NY) found that the shareholders failed to plead the existence of any material omissions or misstatements, and the 2nd Circuit agreed. [read post]
22 Jan 2010, 11:52 pm
Morgan Stanley even walked away from at least one of the office buildings that it over-bought a couple of years back. [read post]
21 Jan 2010, 8:01 am
Indeed, at the party, Zweig joked around that both he and Gillespie, a former investment banker at Lehman Brothers, Morgan Stanley and Bear Stearns, were considered traitors by many of their Harvard B-School classmates. [read post]
12 Jan 2010, 1:15 am
The new Vermont captives formed in 2009 included Comcast, Morgan Stanley, Swiss Re, Turner Construction, Centra Health and Carilion Clinic.Vermont is currently the largest captive domicile in the US and third largest in the world.Click here to view the official press release. [read post]
4 Jan 2010, 2:22 pm
Stanley Marcus' caution was: It's just as wrong to be too early to market as too late. [read post]
1 Jan 2010, 5:00 am
We are pleased to share with you our 10 most popular blog posts of 2009: Texas HB 2256 Makes Possible a New Mediation Procedure for ‘Balance Billing’ by Holly Hayes (Jun. 29) Professor Alan Scott Rau Comments on In re Morgan Stanley (Jul. 15) Texas House Bill 2256 and Bad Faith Mediation in ‘Balance Billing’ by Holly Hayes (Aug. 5) Professor Alan Scott Rau Comments on Stolt-Nielsen, S.A. v. [read post]
30 Dec 2009, 9:01 pm
Oh, and FYI: the SEC has broadened its investigation.Bank ClosingsWe're now up to 140 banks the FDIC has closed in 2009 alone. [read post]
29 Dec 2009, 8:37 am
Whether it's travel security or corporate governance, all of the regulations in the world are worth less than the paper they're printed on if the people who have to execute them, day-to-day, have no accountability for performing them correctly.That's why--and no, this is not a non-sequitur--I'm so pleased that Morgan Stanley's going to include clawbacks in the salary provisions for its top executives (see here). [read post]
26 Dec 2009, 7:48 am
Editor’s Note: Sir David Walker is a senior adviser to Morgan Stanley. [read post]
24 Dec 2009, 6:31 am
The chapter also considers the receiverships of AIG and government-sponsored enterprises (principally Fannie Mae and Freddie Mac), the engineering-assisted transactions (including JP Morgan’s acquisition of Bear Stearns and Bank of America’s purchase of Merrill Lynch), as well as other measures adopted to stabilize troubled financial institutions. [read post]
22 Dec 2009, 11:22 pm
"You're getting out of this restaurant. [read post]
18 Dec 2009, 10:50 am
Who will claim the title of deal-making champion for 2009: Goldman Sachs or Morgan Stanley? [read post]
15 Dec 2009, 11:02 am
So, Goldman Sachs, Morgan Stanley and Citigroup were absent… something about getting stuck in the fog, which is pretty much like saying: “Tell Barry to come here, we’re busy handing out billions in holiday bonuses. [read post]
