Search for: "Independent Financial Group LLC"
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6 Mar 2020, 2:22 pm
Chin is also the founder and principal owner of KIC Management Group Inc. and KICVentures LLC, which own and operate SpineFrontier and Impartial Medical Experts LLC (IME), a purported consulting company. [read post]
5 Mar 2020, 1:49 pm
Specifically, for legal practitioners, financial professionals, fintech consultants and the like, there are three important takeaways from the Seagal SEC order worthy of analysis: ICOs Constitute the Sale of Securities. [read post]
3 Mar 2020, 1:59 pm
But today’s case about the status of executive power and independent federal agencies, Seila Law LLC v. [read post]
26 Feb 2020, 12:12 pm
The new law eliminates non-compete agreements for employees earning less than $100,000 a year and independent contractors earning less than $250,000 a year. [read post]
18 Feb 2020, 5:53 am
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that financial advisor Morgan Arford (Arford), currently employed by Independent Financial Group, LLC (Independent Financial) has been subject to at least four customer complaints during the course of his career. [read post]
16 Feb 2020, 7:29 am
(“PEI”) and its parent company, The Packer Group, Inc. [read post]
14 Feb 2020, 3:00 am
National/Federal Business Groups Try to Avoid Partisan Crossfire The Hill – Alex Gangitano | Published: 2/11/2020 Business groups are facing a new challenge as they look to advance their agendas in an increasingly polarized Washington and ahead of a contentious presidential election. [read post]
6 Feb 2020, 12:24 pm
Moawad Grp., LLC, 326 F. [read post]
4 Feb 2020, 12:21 pm
Members may be organized in groups for decision-making purposes. [read post]
3 Feb 2020, 11:06 am
., LLC v. [read post]
3 Feb 2020, 6:53 am
Advisor Kenneth Guerra (Guerra), currently employed by Independent Financial Group, LLC (Independent Financial) has been subject to at least two customer complaints, one financial disclosure, and one regulatory violation during the course of his career. [read post]
9 Jan 2020, 12:03 pm
One of the key decisions was McCorkle Eastside Neighborhood Group that design review did not include discretion over environmental impact issues, so city had no discretion and CEQA not triggered. [read post]
8 Jan 2020, 8:06 am
The U.S. ransomware plague has gone from bad to worse, with no end in sight to the outbreak: Ransomware threat groups now routinely collaborate, creating a burgeoning ransomware industry. [read post]
8 Jan 2020, 8:06 am
The U.S. ransomware plague has gone from bad to worse, with no end in sight to the outbreak: Ransomware threat groups now routinely collaborate, creating a burgeoning ransomware industry. [read post]
3 Jan 2020, 1:46 pm
Prior to that he worked at Crown Capital Securities and Independent Financial Group, LLC. [read post]
30 Dec 2019, 5:35 am
appeared first on Infinity Law Group LLC. [read post]
27 Dec 2019, 11:13 am
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that financial advisor Brian Lockett (Lockett), formerly employed by Independent Financial Group, LLC (Independent Financial) has been subject to at least nine customer complaints and one regulatory action during the course of his career. [read post]
24 Dec 2019, 9:12 am
Shimson Plotkin (CRD: 2431863) is a currently registered broker and investment advisor who is currently employed with Independent Financial Group, LLC (CRD#: 7717) of Chevy Chase, MD. [read post]
13 Dec 2019, 6:39 am
Repple & Co., International Assets Advisory, Gramercy Securites, Kalos Capital, Lucia Securities, Lion Street Financial, The Strategic Financial Alliance, United Planner’s Financial Services. [read post]
12 Dec 2019, 2:40 pm
Notably, however, the proposed settlements would not impose joint and several liability on McDonald’s USA, LLC as a joint employer, to contribute to the Settlement Funds, but does impose obligations on McDonald’s USA, LLC to support the remedies agreed to by McDonald’s Restaurants of Illinois and the franchisees in a series of specific ways. [read post]
