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14 Jan 2022, 5:57 am
Insider Giving Posted by Nejat Seyhun (University of Michigan), on Friday, January 7, 2022 Tags: Charitable spending, Information asymmetries, Inside information, Insider trading, Misconduct, SEC enforcement, Securities enforcement, Securities fraud, Securities regulation Vanguard’s Expectations for Companies with Significant Coal Exposure Posted by John Galloway, Vanguard, on Friday, January 7, 2022 … [read post]
13 Jan 2022, 9:03 pm by Henry Miller
IN THE NEWS In a 6-3 decision, the U.S. [read post]
13 Jan 2022, 1:55 am by Kevin Kaufman
New Hampshire limits the carryforward amount to $10 million, deductible over a maximum of 10 years. [read post]
11 Jan 2022, 9:00 pm by Neil H. Buchanan
He has still not returned to the United Kingdom, however, because Australia’s lockdown requirements were initiated while he was inside the borders of his country of birth. [read post]
11 Jan 2022, 4:14 am by SHG
His DNA was found on a knife and inside the home. [read post]
The Costco Wholesale Corporation (“Costco”) applied to the City of Tustin (the “City”) for a conditional use permit and design review approval to build a new 32-pump gas station project next to an existing Costco warehouse. [read post]
31 Dec 2021, 5:26 am
Record Breaking Awards and a New FinCEN Whistleblower Posted by Christine Y. [read post]
30 Dec 2021, 9:03 pm by Katelynn Catalano
The CDC recommended that mask-wearing elementary school students and some middle and high school students only need to maintain three feet of distance while inside the classroom, decreasing the distancing guidelines from six feet. [read post]
28 Dec 2021, 9:02 pm by Series of Essays
Inside Insider Trading February 20, 2021 | Aaron Kaufman, Jamison Chung, and Brianna Rauenzahn When it comes to insider trading, little legislation exists, and the courts have developed most of the governing law. [read post]
24 Dec 2021, 6:26 am
Hill-Rom: New Lessons on Material Adverse Effect Clauses Posted by Robert T. [read post]
19 Dec 2021, 4:06 pm by JD Hull
Every day we meet new ideas, new markets, new regulatory schemes, new traders and new customs. [read post]
17 Dec 2021, 3:00 am by Jim Sedor
Manchin Cites a Blind Trust to Justify Climate Votes. [read post]
3 Dec 2021, 7:18 am by Siri Nelson
Whistleblowers see from the inside that the picture is not as pretty as shiny cars and lofty fantasy might seem. [read post]
2 Dec 2021, 9:03 pm by Henry Miller
IN THE NEWS President Joseph R. [read post]
26 Nov 2021, 5:38 am
Warkol and Alex Wharton, Schulte Roth & Zabel LLP, on Wednesday, November 24, 2021 Tags: Broker-dealers, Cryptocurrency, Cybersecurity, Insider trading, Investment advisers, SEC, SEC enforcement, Securities enforcement, Securities fraud, Securities regulation Core Earnings: New Data and Evidence Posted by Ethan Rouen (Harvard Business School), Eric C. [read post]
25 Nov 2021, 9:03 pm by Omar Khodor
IN THE NEWS The U.S. [read post]
24 Nov 2021, 10:57 pm by Greg Lambert and Marlene Gebauer
With Thanksgiving falling on a Thursday this year… wait, I’m being told that it does that every year… we decided to release a panel discussion that Greg moderated with the General Counsel from McDonald’s, Fannie Mae, Western Union, and Tyson Foods. [read post]
24 Nov 2021, 9:37 am by Emily Dai
Israel has mounted hundreds of attacks against Iran-allied militias inside Syria, such as Lebanon’s Hezbollah group. [read post]