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18 Oct 2017, 8:08 am by Matthew Odgers
Limited Liability Company: An LLC is a hybrid structure and works more like a corporation, but profits and losses are passed through. [read post]
10 Oct 2017, 1:34 pm by Mark Astarita
“Walter has been an insightful and innovative leader of the Atlanta office, and the office and the Enforcement Division have benefited from his experience and sound judgment,” said Stephanie Avakian, Co-Director of the SEC’s Enforcement Division. [read post]
23 Jul 2017, 3:42 am by SHG
For this alone, the book is one of the most insightful I’ve read. [read post]
26 Jun 2017, 7:19 am by Steven Koprince
 The opinions expressed in GovCon Voices are those of the individual authors, and do not necessarily reflect the opinions of Koprince Law LLC or its attorneys. [read post]
16 Jun 2017, 6:19 am
Kanzer, Domini Impact Investments LLC, on Thursday, June 15, 2017 Tags: CHOICE Act, Institutional Investors, No-action letters, Proxy voting, Rule 14a-8, SEC, Securities regulation, Shareholder proposals, Shareholder voting Financial CHOICE Act of 2017 Posted by H. [read post]
11 Apr 2017, 3:01 pm
CSR has also become a tool for investors, to mitigate emerging social, environmental and governance risks and to identify opportunities for aligning financial performance with social, environmental and governance (ESG) performance. [read post]
7 Apr 2017, 6:00 am
Dellaert, Erasmus University Rotterdam, on Wednesday, April 5, 2017 Tags: Algorithmic trading, Banks, Broker-dealers, Consumer protection, Financial advisers, Financial regulation, Financial technology, FINRA, Insurance, Investor protection, Systemic risk How Directors Can Use Sustainability to Drive Value Posted by Steven B. [read post]
30 Mar 2017, 5:55 am by SHG
My colleague Max Stearns kicked off his new blog, The Blindspot, whose timeliness is matched by its insights. [read post]
27 Feb 2017, 4:00 am by Tracy Coenen
They may be used to unearth financial information that a spouse omitted from the financial disclosures, and can hold subtle clues to otherwise unknown financial details. [read post]
17 Feb 2017, 1:28 pm by Cathy Holmes
Both managers and investors in EB-5 investment funds should continuously monitor and evaluate the progress of their EB-5 projects, and collect documentation of transfers of EB-5 funds, payments of project expenditures, and other financial records that will be required as part of the I-829 petitions. [read post]
17 Feb 2017, 1:28 pm by Catherine DeBono Holmes
Both managers and investors in EB-5 investment funds should continuously monitor and evaluate the progress of their EB-5 projects, and collect documentation of transfers of EB-5 funds, payments of project expenditures, and other financial records that will be required as part of the I-829 petitions. [read post]
14 Feb 2017, 2:37 pm by Conner O'Keefe
Ballard Spahr has launched Money Laundering Watch – ‘Insights and news on the world of financial corruption’, a blog focused on covering the latest news and developments in the area. [read post]
 The Telephone Consumer Protection Act (TCPA) – 4,860 TCPA lawsuits were filed in 2016 according to statistics compiled by WebRecon LLC. [read post]
 The Telephone Consumer Protection Act (TCPA) – 4,860 TCPA lawsuits were filed in 2016 according to statistics compiled by WebRecon LLC. [read post]
15 Jan 2017, 11:44 pm by cordiscosaistg
If you are in need of a lawyer for your accident case in Pennsylvania, call Cordisco & Saile LLC and schedule a free legal consult. [read post]