Search for: "Investors Bank and Trust Institutional Company"
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13 Jun 2016, 10:39 pm
Banks are big wealthy institutions. [read post]
11 May 2016, 10:30 am
It’s important to remember that simply owning an offshore company or creating an offshore trust isn’t illegal. [read post]
31 Mar 2016, 9:51 am
The findings also stated that the firm failed to conduct the required due diligence on correspondent accounts of foreign financial institutions and failed to maintain the required documentation. [read post]
28 Mar 2016, 4:50 pm
A systematically important financial institution is a bank, insurance company, or other financial institution whose failure might trigger a financial crisis. [read post]
21 Mar 2016, 7:27 pm
Trusting relationships mean that if a deal goes south and the family/friend investor doesn’t get his/her money back, a relationship may be the price paid for easy money. [read post]
14 Mar 2016, 2:56 am
However, Carlson, on behalf of himself, recruited Donald Imdieke and Mike Froseth, non-bank customers, as investors, who provided $80,000 and $405,000 check that were made payable to Avon State Bank. [read post]
29 Feb 2016, 4:43 pm
The company petitioned the Supreme Court to resolve the split. [read post]
24 Feb 2016, 3:25 pm
In addition, FinCEN imposes anti-money laundering program and reporting requirements on non-bank residential mortgage companies and mortgage brokers. [read post]
19 Feb 2016, 6:09 am
., on Friday, February 12, 2016 Tags: Board composition, Boards of Directors, Diversity, Engagement, Equity-based compensation, ESG, Executive Compensation, Institutional Investors, Political spending, Proxy access, Proxy advisors, Proxy fights, Proxy season, Say on pay, Securities Regulation, Shareholder activism, Shareholder proposals, Shareholder voting 2016 CCAR Instructions and Supervisory Scenarios Posted by Dan Ryan, PricewaterhouseCoopers LLP, on Saturday, February 13,… [read post]
13 Jan 2016, 5:05 pm
Soon all corporations began to recognize and appreciate the need for mechanisms to enable fraud detection and greater financial accountability, while investors increasingly relied upon financial reports as corporations began to participate in the stock market.[2] But when the stock market crashed in 1929, it became apparent that voluntary financial auditing programs alone were insufficient to protect investors from inaccurate and misleading information that could… [read post]
7 Dec 2015, 9:06 am
First, they claimed that the release violated the Trust Indenture Act because it effectively impaired their right to payment by leaving them with only an empty shell company as an obligor. [read post]
12 Nov 2015, 11:14 am
By statute, the following issuers cannot rely on crowdfunding transactions under Section 4(a)(6): issuers not organized under the laws of a state or territory of the United States or the District of Columbia; issuers already subject to Securities Exchange Act of 1934, as amended (the “Exchange Act”) reporting requirements; investment companies as defined in the Investment Company Act of 1940 (the “Investment Company Act”) or companies that… [read post]
30 Oct 2015, 3:30 pm
They were banking on, in particular, shale. [read post]
18 Oct 2015, 9:00 pm
According to the International Finance Corporation of the World Bank Group: It makes companies more accountable and transparent to investors and gives them the tools to respond to legitimate stakeholder concerns such as sustainable environmental and social development. [read post]
7 Sep 2015, 7:14 pm
The review also benefitted from extensive public consultations and the participation of key international institutions – notably the Basel Committee, the FSB and the World Bank, leading to the G20 agreement in Ankara. [read post]
10 Aug 2015, 9:01 pm
” The idea is that someone like Madoff will tell investors that he has found a company or a business opportunity that will pay very high returns. [read post]
29 Jul 2015, 1:05 pm
Securities exemptions cover government securities, foreign government securities, international and national banking securities, common carrier and public utility securities, exchange listed securities under Section 18(b)(1) of the Securities Act of 1933, nonprofit organization securities, equipment trust certificates, and common trust fund interests. [read post]
3 Jun 2015, 9:11 am
By the end of 2005, the Investment Company Institute reported that 401(k) plans had more active participants and about as many assets as all other private pension plans combined. [read post]
27 May 2015, 7:52 am
When the fraud associated with one sham corporation was discovered, the Enterprise would create another sham company with a different co-conspirator serving as the public front of the company, so that it could continue to steal money from unsuspecting investor victims. [read post]
26 May 2015, 2:50 pm
” “Regulated” qualified investors are entities that are already regulated by FINMA, such as banks, securities dealers, fund managers, and insurance companies. [read post]
