Search for: "Jay Roberts"
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18 Jun 2019, 8:09 am
Robert Sherwin’s article Evidence? [read post]
16 Jun 2019, 6:42 pm
District Judge Robert Scola to disallow their appearances as government witnesses because “their desperation” to obtain a sentence reduction by testifying against Castaneda “impairs” her due process rights. [read post]
13 Jun 2019, 5:00 am
Robert Francis O’Rourke raises to $5 Trillion. [read post]
11 Jun 2019, 6:30 am
Chief Justice John Robert’s dissenting opinion in Patchak v. [read post]
10 Jun 2019, 7:30 am
" This is preposterous, as Jay most certainly knew. [read post]
7 Jun 2019, 6:09 am
Securities and Exchange Commission, on Wednesday, June 5, 2019 Tags: Broker-dealers, Conflicts of interest, Disclosure, Fiduciary duties, FINRA, Investment advisers, Investor protection, Retail investors, SEC, SEC rulemaking, Securities regulation Statement on Final Rules Governing Investment Advice Posted by Robert J. [read post]
6 Jun 2019, 3:00 am
Statement at the Open Meeting on Commission Actions to Enhance and Clarify the Obligations Financial Professionals Owe to our Main Street Investors -Chairman Jay Clayton Statement at the Open Meeting on Regulation Best Interest, the Interpretation of the Standard of Conduct for Investment Advisers, the Form CRS Relationship Summary, and the Interpretation of “Solely Incidental”– Commissioner Elad L. [read post]
1 Jun 2019, 1:51 am
Theodore Allocca, William Michael Quigley, Robert Paul Solow, and Trident Partners Ltd., Resp... [read post]
24 May 2019, 6:01 am
Fuchs, Skadden, Arps, Slate, Meagher & Flom LLP, on Tuesday, May 21, 2019 Tags: Accounting, Audits, External auditors, PCAOB, SEC, Securities regulation SEC Staff Roundtable on Short-Term/Long-Term Management of Public Companies, Our Periodic Reporting System and Regulatory Requirements Posted by Jay Clayton, U.S. [read post]
24 May 2019, 3:00 am
Cohen Told Lawmakers Trump Attorney Jay Sekulow Encouraged Him to Falsely Claim Moscow Project Ended in January MSN – Tom Hamburger, Ellen Nakashima, and Karoun Demirjian (Washington Post) | Published: 5/20/2019 Michael Cohen, President Trump’s former personal attorney, told a House panel during closed-door hearings that he had been encouraged by Trump lawyer Jay Sekulow to falsely claim in a 2017 statement to Congress that negotiations to build a Trump Tower in… [read post]
23 May 2019, 12:28 pm
“Protecting senior investors has long been a top priority for FINRA,” said FINRA President and CEO Robert Cook. [read post]
14 May 2019, 9:01 pm
While it would be one thing to accept the holdings of Hans on stare decisis grounds, the Rehnquist and now Roberts Courts have not just accepted Hans but extended it.For present purposes, the critical decision came in the 1999 case of Alden v. [read post]
10 May 2019, 6:17 am
Senate Committee on Appropriations Posted by Jay Clayton, U.S. [read post]
6 May 2019, 6:23 am
In a statement, Commissioner Robert Jackson said the rules do need to be updated, but he is concerned that the proposal treats mergers as an “unalloyed good,” even though mergers come with both benefits and costs. [read post]
26 Apr 2019, 3:00 am
Broc recently blogged about SEC Commissioner Robert Jackson’s concerns that insiders were using buybacks as an opportunity to cash out. [read post]
25 Apr 2019, 9:07 am
The Committee replaces the Advisory Committee on Small and Emerging Companies, whose term expired in 2017.Chairman Jay Clayton and Commissioners Robert Jackson, Hester Peirce, and Elad Roisman said, “We are excited to have this important advisory Committee up and running. [read post]
20 Apr 2019, 3:52 pm
But why allow Rudy Giuliani, Jay Sekulow and other private attorneys spend ten hours with the report before its public release? [read post]
18 Apr 2019, 9:01 pm
Samuel Patten admitted steering $50,000 from a pro-Russian Ukrainian politician to Trump’s committee in an investigation spun off from special counsel Robert Mueller’s probe of Russian interference in the 2016 election. [read post]
16 Apr 2019, 2:33 am
What is E. coli? [read post]
