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31 Aug 2017, 12:16 pm
It is important that we examine the impact of these products on our markets and Main Street investors,” said SEC Chairman Jay Clayton. [read post]
29 Aug 2017, 8:59 pm
Stock image. [read post]
24 Aug 2017, 9:30 pm
According to Bloomberg’s Lucas Shaw, “the company’s plan poses an early test for how far SEC Chairman Jay Clayton is willing to go to boost new U.S. listings. [read post]
1 Aug 2017, 3:03 am
If a company is excluded from the indexes, it’s harder – or impossible – for some fund managers to buy its stock. [read post]
25 Jul 2017, 5:30 am
Key Findings 16 states will hold a sales tax holiday in 2017, down from a peak of 19 states in 2010, and down from 17 states last year. [read post]
24 Jul 2017, 6:27 am
In 1879, Jay Gould bought the company and began laying track west. [read post]
19 Jul 2017, 2:44 am
Accordingly, Huizenga applauded SEC Chair Jay Clayton’s recent call for the creation of a Fixed Income Market Structure Advisory Committee that would be asked to give advice to the Commission on the regulatory issues impacting fixed income markets. [read post]
18 Jul 2017, 12:09 pm
” His comments may be seen as a reference to the Power Traders Press and Elite Stock Research case, a scam that allegedly saw more than one hundred victims lose over $10 million through high-pressure sales tactics and penny stock fraud. [read post]
18 Jul 2017, 12:09 pm
” His comments may be seen as a reference to the Power Traders Press and Elite Stock Research case, a scam that allegedly saw more than one hundred victims lose over $10 million through high-pressure sales tactics and penny stock fraud. [read post]
13 Jul 2017, 4:23 am
The extra responsibilities would entail higher legal costs and complicate brokers’ roles as sellers of stocks and bonds, according to industry officials. [read post]
19 Jun 2017, 3:13 am
As of today, Jay Clayton (R) is Chairman, with Kara M. [read post]
16 Jun 2017, 12:50 pm
—Humberto Morales Moreno, Universidad Autonoma de Puebla Author Meets Reader: Carol Steiker & Jordan Steiker, Courting Death: The Supreme Court and Capital PunishmentTue, 6/20: 12:45 PM - 2:30 PM – Sheraton Maria Isabel Imperio C (2nd Floor) · Authors—Carol Steiker, Harvard Law School and Jordan Steiker, University of Texas School of Law · … [read post]
15 Jun 2017, 3:00 am
As Mike put it, the decision is important “because it illustrates how executives’ sales of stock made (or begun) prior to a period of adverse public information and declining stock price can still be protected. [read post]
2 Jun 2017, 6:15 am
” Expect countries to signal their priorities and take stock of where others, the United States in particular this year, stand, he says, and consider what that portends for the future shape of Asia’s security order. [read post]
19 May 2017, 8:59 am
Securities lawyers Jay H. [read post]
19 May 2017, 8:52 am
Securities attorneys Jay H. [read post]
19 May 2017, 8:43 am
Burns appeared first on Stock Market Loss. [read post]
19 May 2017, 8:19 am
For a no-cost consultation about your case, contact Hugh Berkson or Jay Salamon at McCarthy, Lebit, Crystal & Liffman Co., LPA. [read post]
19 May 2017, 6:40 am
The Senators also requested information on whether EPA Administrator Scott Pruitt and SEC Chairman Jay Clayton would recuse themselves from the investigation. [read post]
12 May 2017, 3:46 am
From the cover page of this Form F-1, it looks like new Corp Fin Director Bill Hinman worked with new SEC Chair Jay Clayton on Alibaba’s IPO. [read post]
