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13 Aug 2012, 12:28 pm
On July 20, the Federal Ministry of Finance and the Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin) published its draft for the implementation of the Alternative Investment Fund Managers Directive (AIFMD). [read post]
24 Jul 2012, 10:42 pm
The Senators’ joint July 23, 2012 press release about the Bill can be found here. [read post]
16 Apr 2011, 5:19 pm
This is typically done as a hedge against invalidity. [read post]
13 Aug 2010, 9:21 am
Advisers who are required to register will have about a year to do so -- until July 21, 2011. [read post]
5 Jul 2015, 12:30 am
Roth (Reaktion) is reviewed by History Today.The July issue of The Federal Lawyer is posted online. [read post]
19 Jul 2013, 5:00 am
But it probably make sense to get educated enough on the hedge fund advertising critique that we can start to make some distinctions between Reg D filing requirements for funds, and proposed filing requirements for individual issuers. [read post]
11 Feb 2012, 6:26 am
The amended rules will become effective 60 days after their publication in the Federal Register (which, as of the date of this posting, has not yet happened) with the exception of the new reporting requirements for CPOs and CTAs under CFTC Rule 4.27, which will become effective on July 2, 2012. [read post]
14 Sep 2010, 10:02 am
Record, July 15, 2010, S5889-5890). [read post]
12 Jul 2010, 8:51 pm
See Financial Times, Wall Street Reform Proposal Wins Key Support, July 12, 2010. [read post]
25 Aug 2016, 1:55 pm
On July 27th, 2016, JP Morgan Securities (JPMS) and JP Morgan Chase Bank (JPMCB) entered into a Consent Agreement with the Indiana Securities Commission. [read post]
28 Feb 2011, 10:34 am
The hedge fund executive, who also was on the board of directors of two small public companies that had purchased the receivables, was sentenced to two years of probation and fined $250,000. [read post]
31 Mar 2020, 1:50 pm
David TopolPrivate investments funds (hedge funds, PE firms, venture capital funds and the like) are a significant part of the U.S. economy. [read post]
30 Jun 2015, 10:32 pm
We have been consulted by a number of hedge funds requesting information concerning the proposed merger between Cheil & Samsung C & T. [read post]
28 Jul 2012, 9:55 am
The financial firm managed the hedge funds ThinkStrategy Capital Management LLC and ThinkStrategy Capital Fund. [read post]
16 Jul 2010, 8:46 am
In so doing, Goldman admitted it made a “mistake” in failing to disclose the fact that the CDO’s investments were selected in part by a hedge fund manager who was betting on the CDO to fail. [read post]
13 Oct 2023, 5:41 am
Of the 1,000 U.S. small businesses with 1 to 50 employees surveyed by Hiscox in July, only 65% had general liability coverage, 45% had property insurance, 35% had workers compensation insurance and 32% had professional liability insurance. [read post]
25 Nov 2013, 6:23 am
Kohn and Julie L. [read post]
6 Jan 2014, 8:12 am
He is accused of benefiting the hedge fund by $276 million in trades of Wyeth and Elan, using secret tips from a doctor supervising trials of an Alzheimer’s drug. [read post]
9 Jul 2022, 7:33 am
The latest issue of International Affairs (Vol. 98, no. 4, July 2022) is out. [read post]
7 Aug 2013, 6:30 am
In a regulatory filing made on July 19, 2013, Harbinger Group, Inc. [read post]
