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4 Oct 2023, 7:43 am by Norman L. Eisen
§ 1512(k) Obstruction of and Attempt to Obstruct an Official Proceeding 18 U.S.C. [read post]
3 Oct 2023, 8:00 am by Sherica Celine
Safe harbor plan designs allow plan sponsors to bypass certain nondiscrimination testing requirements that apply to qualified plans that have a cash or deferred arrangement (e.g., 401(k) and 403(b) plans), and that may provide for matching contributions. [read post]
3 Oct 2023, 6:29 am by Unknown
Tonkovic, J.D.A few days before the start of its new term, the Supreme Court granted certiorari for a petition asking if violations of Regulation S-K give rise to a Section 10(b) fraud claim. [read post]
1 Oct 2023, 9:01 pm by renholding
Instruction 5 to Item 402(b) is limited to CD&A disclosure of target levels that are non-GAAP financial measures. [read post]
29 Sep 2023, 8:59 am by Amy Howe
Moab Partners – Whether the failure to make a disclosure required by Item 303 of Securities and Exchange Commission Regulation S-K, which requires a company to disclose known trends or uncertainties that are likely to have a material impact on its financial position, can support a private claim under Section 10(b) of the Securities and Exchange Act of 1934, which prohibits deception in connection with the purchase or sale of securities, even if there has not been an… [read post]
29 Sep 2023, 6:37 am
 Cuba represents a most interesting variant of Marxist-Leninist state organization. [read post]
28 Sep 2023, 7:20 pm by Rechtsanwalt Martin Steiger
An einem Vortrag über Strafverteidigung im IT-Recht beim Pikett Strafverteidigung in Zürich waren «böse USB-Sticks» ein Thema: Wieso können USB-Sticks gefährlich sein und wie kann man sich wirksam schützen? [read post]
28 Sep 2023, 4:00 am by Amy Salyzyn
(b) Other LLM-empowered tools But, also, ChatGPT isn’t the only AI tool powered by a LLM that lawyers can use. [read post]
28 Sep 2023, 3:30 am by David Lynn
Yesterday, Corp Fin issued nine new Regulation S-K Compliance and Disclosure Interpretations and updated one existing Regulation S-K Compliance and Disclosure Interpretation to provide guidance regarding the pay versus performance disclosure requirements specified in Item 402(v) of Regulation S-K. [read post]
27 Sep 2023, 9:01 pm by renholding
As a result, registrants must disclose on Form 8-K material cybersecurity incidents and describe the material aspects of their nature, scope, timing, and impact. [read post]
26 Sep 2023, 5:10 pm by Sherica Celine
Form 8-K Preparation for a Section 2 Event Disclose acquisitions, dispositions, and several types of financial results. [read post]
25 Sep 2023, 7:36 am by Megan Dell
Employees contribute a portion of their pre-tax salary to the plan, and many employers offer a matching contribution up to a certain limit. 403(b) Plan: Similar to a 401(k), a 403(b) plan is offered by non-profit organizations, such as schools, hospitals, and religious organizations. [read post]
22 Sep 2023, 10:03 am by Unknown
Thus, she advocates for more disclosure requirements, including post-sale and post-offering termination disclosures.Craig McCann, Principal, SLCG Economic Consulting, was the panelist who presented all of the charts and graphs on what Rule 506(b) data has revealed. [read post]