Search for: "LEHMAN BROTHERS INC"
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13 May 2011, 6:00 am
TradingScreen Inc. case which is the first first to deal with the Dodd-Frank Act’s whistleblower provisions. [read post]
11 Jun 2011, 10:12 pm
SEC (PDF) More Blog Posts: SEC Securities Settlements Often Don’t Come with Admission of Wrongdoing, Institutional Investors Securities Blog, March 29, 2011 CalPERS Files Securities Fraud Lawsuit Against Lehman Brothers, Institutional Investors Securities Blog, February 10, 2011 Securities Fraud: Mutual Funds Investment Adviser Cannot Be Sued Over Misstatement in Prospectuses, Says US Supreme Court, Stockbroker Fraud Blog, June 16, 2011 [read post]
19 May 2011, 10:02 am
He also oversaw issues related to the bankruptcy of Lehman Brothers, a rulemaking on credit rating agencies, and efforts to facilitate the central clearing of credit default swaps. [read post]
1 Nov 2008, 12:20 am
The sale of Bear Stearns and Merrill Lynch & Co, Lehman Brothers Holding Company's bankruptcy, and the filings by Goldman Sachs Group Inc. and Morgan Stanley to become bank holding companies means that the SEC is no longer overseeing any large investment firms. [read post]
4 Feb 2010, 1:06 pm
Even money-market funds don't guarantee against losing money, as we saw when the collapse of Lehman Brothers Holdings Inc. caused Reserve Primary Fund to melt down. [read post]
20 Jan 2016, 5:33 am
Another customer complaint filed in February 2011 alleged that unsuitable investments in UBS reversed convertibles linked to the common stock of Lehman Brothers. [read post]
25 Oct 2018, 6:43 am
From April 1988 to July 1993, Garapedian was registered with Lehman Brothers Inc. [read post]
8 Apr 2010, 7:41 am
A staggering 170 lawsuits have been filed seeking restitution as a result of Wright's activities, including by investment firms Lehman Brothers Inc., Oppenheimer & Co. [read post]
28 Jun 2017, 7:55 am
The case arose from Lehman Brothers’ issuance of securities during the financial crisis. [read post]
25 Apr 2021, 9:05 pm
When Lehman Brothers collapsed in 2008, for example, major financial institutions were slow to ascertain their aggregate exposures because their data systems could not quickly aggregate all of Lehman Brothers’ several thousand legal entities. [read post]
12 Apr 2010, 7:24 pm
There has been speculation that naked short selling played a role in driving companies such as Washington Mutual and Lehman Brothers into bankruptcy. [read post]
27 Sep 2016, 9:16 am
The petitioners opted out of class actions against Bear Stearns and the underwriters of Lehman Brothers debt offerings, respectively, for allegedly fraudulent activity during the financial crisis. [read post]
26 Sep 2012, 7:34 pm
Alleca (PDF) More Blog Posts: Lehman Brothers Australia Found Liable in CDO Losses of 72 Councils, Charities, and Churches, Institutional Investor Securities Blog, September 25, 2012 Merrill Lynch Told to Pay $3.6M to Brazilian Heiress for Brother’s Alleged $389M in Unauthorized Trading, Stockbroker Fraud Blog, September 22, 2012 Municipal Advisor Bill Passes Vote by US House of Representatives, Institutional Investor Securities Blog, September 21, 2012 [read post]
28 Aug 2022, 9:45 am
From January 1993 through July 1993, Serizawa was registered with Lehman Brothers Incorporated. [read post]
5 Oct 2008, 6:55 pm
Not much more than a glance at financial headlines yields a very prominent example of the purchase by a foreign company of the assets of a US company through a Section 363 sale under the US Bankruptcy Code - Barclays’ purchase of certain assets of Lehman Brothers. [read post]
19 Dec 2011, 2:26 am
A little background may be helpful and a story of another failed firm, Lehman Brothers that generously indulged in a cousin of RTMs, the Repo 105. [read post]
8 Jan 2011, 2:30 pm
Option One then assigned the Ibanez mortgage to Lehman Brothers Bank, FSB, which assigned it to Lehman Brothers Holdings Inc., which then assigned it to the Structured Asset Securities Corporation, which then assigned the mortgage, pooled with approximately 1,220 other mortgage loans, to U.S. [read post]
4 Oct 2010, 8:16 am
Option One then assigned the Ibanez mortgage to Lehman Brothers Bank, FSB, which assigned it to Lehman Brothers Holdings Inc., which then assigned it to the Structured Asset Securities Corporation, which then assigned the mortgage, pooled with approximately 1,220 other mortgage loans, to U.S. [read post]
5 Aug 2010, 3:49 pm
• So-called “Principal Protected” Notes Issued by Lehman Brothers. [read post]
6 Dec 2011, 4:55 pm
BofA Merrill unit in $315 mln mortgage settlement, Reuters, December 6, 2011 Public Employees' Retirement System of Mississippi More Blog Posts: Citigroup’s $285M Settlement With the SEC Is Turned Down by Judge Rakoff, Stockbroker Fraud Blog, November 28, 2011 Citigroup’s $285M Mortgage-Related CDO Settlement with Raises Concerns About SEC’s Enforcement Practices for Judge Rakoff, Institutional Investor Securities Blog, November 9, 2011 Ex-Lehman… [read post]
