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11 Sep 2019, 11:02 am by Rachel Brown, Preston Lim
A new video from the Center for a New American Security explains the different facets of the investments made by Chinese companies as part of the Belt and Road Initiative. [read post]
6 Sep 2019, 5:39 am
Fletcher (Indiana University), on Wednesday, September 4, 2019 Tags: Credit default swaps, Derivatives, Duty of good faith, International governance, Investor protection, ISDA, Market manipulation, Market reaction, Securities regulation, UK Smaller Public Companies and ESG Posted by Jurgita Ashley, Thompson Hine LLP, on Wednesday, September 4, 2019 Tags: Boards of… [read post]
20 Aug 2019, 5:28 pm by Race to the Bottom
According to Sustainable Investments Institute, shareholders proposed 464 proposals in 2018 and 494 proposals in 2017 aimed at addressing social or environmental issues. [read post]
5 Jul 2019, 6:05 am
Rosenberg, Fried, Frank, Harris, Shriver & Jacobson LLP, on Monday, July 1, 2019 Tags: Broker-dealers, Compliance & ethics, Conflicts of interest, Disclosure, Fiduciary duties, Investment advisers, Regulation Best Interest, SEC, SEC rulemaking, Securities regulation Deal Insurance: Representation & Warranty Insurance in M&A Contracting Posted by Sean J. [read post]
28 Jun 2019, 6:07 am
Posted by John Morley (Yale Law School), on Thursday, June 27, 2019 Tags: Agency costs, Agency model, Exchange Act, Fund managers, Investment Company Act, SEC, Securities Act, Securities regulation, Systemic risk Strategies to Increase Representation of Women and Minorities—Testimony Before the Committee on Financial Services, House of Representatives Posted by Chelsa Gurkin, U.S. [read post]
19 Jun 2019, 7:15 am by William J. Manning
Jackson Lewis attorneys are available to assist you in determining whether E-1/E-2 status will achieve your immigration goals. [read post]
13 Jun 2019, 11:08 am by John C. Anjier
Disclaimer: This Blog/Web Site is made available by the law firm of Liskow & Lewis, APLC (“Liskow & Lewis”) and the individual Liskow & Lewis lawyers posting to this site for educational purposes and to give you general information and a general understanding of the law only, not to provide specific legal advice as to an identified problem or issue. [read post]
13 Jun 2019, 11:08 am by John C. Anjier
Disclaimer: This Blog/Web Site is made available by the law firm of Liskow & Lewis, APLC (“Liskow & Lewis”) and the individual Liskow & Lewis lawyers posting to this site for educational purposes and to give you general information and a general understanding of the law only, not to provide specific legal advice as to an identified problem or issue. [read post]
13 Jun 2019, 11:08 am by John C. Anjier
Disclaimer: This Blog/Web Site is made available by the law firm of Liskow & Lewis, APLC (“Liskow & Lewis”) and the individual Liskow & Lewis lawyers posting to this site for educational purposes and to give you general information and a general understanding of the law only, not to provide specific legal advice as to an identified problem or issue. [read post]
27 May 2019, 11:14 am by Steve Dickinson
As James Lewis bluntly stated in a recent report, “despite 40 years of effort, investment, and espionage, China is unable to make advanced semiconductors. [read post]
18 May 2019, 10:03 am by Leiza Dolghih
 Zillow, company that created the first online real estate marketplace, claims that it has been able to maintain its competitive edge since 2004 by investing into “search relevance and user personalization technologies, including Personalization Algorithms” to provide consumer experience “far superior” to that provided by its rivals. [read post]
17 May 2019, 6:06 am
Securities and Exchange Commission, on Sunday, May 12, 2019 Tags: Audits, Internal control, Sarbanes–Oxley Act, SEC, SEC enforcement, Securities enforcement, Securities regulation, Small firms, SOX Section 404 CEO Ownership, Corporate Governance, and Company Performance Posted by Kosmas Papadopoulos, Institutional Shareholder Services, Inc., on Monday, May 13, 2019 Tags: Agency costs, Agency model, Boards of… [read post]
14 May 2019, 10:00 am by Katherine Gallo
The smartphone analysis tools will only show what data the software can parse or make presentable for review because the software developer invested in creating technology to display the data. [read post]
26 Apr 2019, 5:55 am
And, according to the WSJ, Roisman has “also questioned whether it was appropriate for the SEC to exempt proxy advisers from some regulations on investment advice, including whether they can both advise a company and make recommendations to its shareholders at the same time. [read post]
24 Apr 2019, 12:40 pm by ccollins
In the SEC’s case, brought in 2014, the SEC accused Schmidt of setting up a number of companies that appeared legitimate when, in truth, they were meant to bring in investments while hiding the fact that he was mixing and misusing investor money. [read post]
17 Apr 2019, 1:41 pm by Rachel Brown, Preston Lim
” Applied Materials decided to halt business with the Chinese company immediately after the U.S. [read post]
16 Apr 2019, 11:47 am by Kristen Heckman
Jackson Lewis attorneys are available to assist in this process. [read post]
5 Apr 2019, 5:58 am
Posted by Rosanna Landis Weaver, As You Sow, on Saturday, March 30, 2019 Tags: Compensation ratios, Executive Compensation, Institutional Investors, Institutional voting, Long-Term value, Management, Mutual funds, Pay for performance, Pension funds, Proxy advisors Glass Lewis’ Report Feedback Service: Direct, Unfiltered Commentary from Issuers and Shareholder Proponents Posted by Katherine Rabin, Glass, Lewis &… [read post]
2 Apr 2019, 12:58 pm by Katie Seegers Roth
On Friday, March 29, 2019, the City of New Orleans filed a lawsuit in Civil District Court against eleven oil and gas companies seeking damages for alleged harm to Louisiana’s coastal wetlands. [read post]
2 Apr 2019, 12:58 pm by Liskow & Lewis
On Friday, March 29, 2019, the City of New Orleans filed a lawsuit in Civil District Court against eleven oil and gas companies seeking damages for alleged harm to Louisiana’s coastal wetlands. [read post]