Search for: "Luis Aguilar" Results 321 - 340 of 348
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10 May 2011, 9:10 am by admin
Commissioner Luis Aguilar also warned that the agencies must draw clear jurisdictional lines that are “not susceptible to regulatory arbitrage. [read post]
25 May 2011, 1:31 pm by William McGrath
Commissioner Luis Aguilar further stressed this solution in his comments, pointing out that "our rule does not mandate one reporting avenue. [read post]
29 Sep 2011, 9:41 am by lopeznoriega
El ministro Aguilar intervino por segunda vez para aclarar su postura con respecto a que las entidades federativas no pueden establecer derechos fundamentales, pues el sistema federal implica entid [read post]
4 Sep 2014, 3:19 am by Kevin LaCroix
  Just six days after our article, Luis Aguilar, a Commissioner of the United States Securities and Exchange Commission (SEC), stated very clearly in a speech entitled “Cyber Risks in the Boardroom,”[ii] that,   [B]oards must take seriously their responsibility to ensure that management has implemented effective risk management protocols. [read post]
18 May 2023, 9:01 pm by renholding
This topic is so essential for the safety and resiliency of our capital markets. [1] My special thanks to former Commissioner Luis Aguilar for initially inviting me to speak to you today. [read post]
8 May 2020, 3:03 pm by José Guillermo
A raíz de la aceptación de la renuncia de la Vicepresidente del Perú, señora Mercedes Araoz, se generó un debate en torno al "después" de la aceptación.Comparto con ustedes el mismo: Vianney Achata Del Carpio Se fue esta lacra 1 Ocultar o reportar Me gusta  · Responder  · 1 d Luis Cardenas Aguilar Una amenaza menos.Vende patria .… [read post]
23 Jul 2020, 8:30 am by John Jascob
A combination of Geithner’s and FSOC’s public pressure on the SEC coupled with a response by the SEC’s economics division (now called DERA) to a request for additional market data from a bipartisan block of SEC commissioners (Luis Aguilar (D), Troy Paredes(R), and Daniel Gallagher (R)) likely secured the votes needed to propose the SEC’s second round of MMF reforms, which were finalized in 2014. [read post]
2 Dec 2010, 7:51 am by lopeznoriega
Ahora bien, ha exactamente un año, el Senado de la República confirmó a dos ministros en un mismo día: Arturo Zaldívar y Luis María Aguilar; lo cuales sustituyeron a los entonces ministros Genaro Góngora y Mariano Azuela. [read post]
3 May 2011, 1:41 am by Kevin LaCroix
  An April 4, 2011 speech by SEC Commissioner Luis Aguilar (here) reported that there were 150 reverse merger transactions between 2007 and the present in which Chinese companies merged with U.S. [read post]
6 May 2014, 4:26 pm by BakerHostetler
Highlighting one area of the problem, SEC Commissioner Luis Aguilar cited a 2012 global survey that found that 53 percent of securities exchanges had experienced a cyber-attack in the previous year. [read post]
2 Jul 2009, 9:16 am
Commissioner Luis Aguilar praised this initiative, noting that studies have shown that diversity "results in real va [read post]
18 Apr 2014, 4:16 pm by Alexander Major
During the March 26 event, SEC Commissioner Luis Aguilar stated his continuing commitment to address cybersecurity risks and hinted at expanding the SEC’s non-rule, non-regulation, non-statement guidance “to ensure the proper functioning of the capital markets and the protection of investors. [read post]
1 Nov 2015, 5:44 pm by Kevin LaCroix
This issue of the absence of a market for trading crowdfunding shares was of particular concern in the concurring statement of SEC Commission Luis Aguilar, who emphasized the critical need for the development of a secondary market. [read post]
11 Apr 2016, 4:33 pm by Kevin LaCroix
Two years ago, former SEC Commissioner Luis Aguilar made a definitive statement regarding board duties when it comes to cybersecurity. [read post]
2 Oct 2008, 9:36 am
Below is the request for rulemaking to eliminate the "evergreen" requirement in amended Rule 144(i). [read post]
15 Sep 2011, 8:44 am by William McGrath
Aguilar expressed disappointment that the Committee was not being re-established sooner. [read post]