Search for: "Luis Aguilar"
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8 Jun 2009, 1:00 pm
But I did manage to keep notes during the sessions I attended: Luis Aguilar Keynote at Compliance Week Conference Vetting Business Partners with Alexandra Wrage of Trace International to talk about how leading companies have approached this challenge in a global company. [read post]
4 Jun 2009, 8:30 am
” Finally, also on June 3, 2009, Commissioner Luis A. [read post]
3 Jun 2009, 1:42 pm
SEC Commissioner Luis A. [read post]
3 Jun 2009, 6:36 am
My notes, live, from the keynote by SEC Commissioner Luis A. [read post]
11 May 2009, 11:00 am
Aguilar and Acting Director of the Division of Corporate Finance Shelley E. [read post]
21 Apr 2009, 1:46 pm
SEC Commissioner Luis A. [read post]
24 Mar 2009, 5:20 am
SEC Commissioners Speak Out on Enforcement Policy Last week, in this speech, Commissioner Luis Aguilar predicted the SEC will impose more fines on companies going forward - and expressed a desire to rescind the SEC's policy statement that guides the Enforcement Division on how to determine financial penalties because he believes it doesn â [read post]
23 Mar 2009, 1:49 am
CDT is directed by Professors Alfonso-Luis Calvo and Javier Carrascosa. [read post]
18 Mar 2009, 3:31 am
Contents include:Tito Ballarino, Il Regolamento Roma I: forza di legge, effetti, contenuto Hilda Aguilar Grieder, Los contratos internacionales de distribución comercial en el Reglamento Roma I Alfonso-Luis Calvo Caravaca & Javier Carrascosa Gonzalez, La Ley aplicable al divorcio en Europa: el futuro Reglamento Roma III Maria del Pilar Diago Diago, El comercio internacional de diamantes: sistema de certificación del… [read post]
20 Feb 2009, 3:30 pm
As reported at The Corporate Counsel earlier this week, SEC Commissioner Luis Aguilar has recently lamented the fact that there was a sharp decrease last year in the number of retail investors who voted their proxies. [read post]
18 Feb 2009, 4:43 am
Cold Hard Fact: Investors Don't Read Disclosures Today As timely covered by Dominic Jones in his "IR Web Report," SEC Commissioner Luis Aguilar recently delivered a speech in which he expressed concern over the huge drop in the number of retail investors who voted last year. [read post]
2 Oct 2008, 9:36 am
Below is the request for rulemaking to eliminate the "evergreen" requirement in amended Rule 144(i). [read post]
18 Sep 2008, 7:00 pm
With that in mind, Barack Obama can be expected to appoint one of the two democrats on the Commission (Elisse Walter and Luis Aguilar). [read post]
1 Aug 2008, 12:43 pm
The approved listing standards are slightly different from what was originally proposed including: - reduced amount of gross proceeds that must be deposited from 100% to 90% - clarified period in which SPAC must complete one or more business combinations - required all listed SPACs contain provisions allowing shareholders to convert shares into cash if they vote against a business combination Another SEC Commissioner Sworn In Yesterday, Luis Aguilar was sworn in as a… [read post]
27 Jun 2008, 5:37 pm
The Committee unanimously approved the nominations of Luis Aguilar, Troy Paredes and Elisse Walter on Wednesday. [read post]
26 Jun 2008, 7:22 pm
Yesterday, the Senate Banking Committee voted to confirm the three nominees to the SEC, Republican Troy Paredes and Democrats Elisse Walter and Luis Aguilar. [read post]
23 May 2008, 1:39 pm
President Bush has nominated two democrats (Elisse Walter and Luis Aguilar) and one republican (Troy Paredes). [read post]
8 May 2008, 4:42 am
So it looks like the Senate will consider the confirmation of three SEC Commissioners at once - Troy and the two Democratic candidates, Luis Aguilar and Elisse Walter. [read post]
31 Mar 2008, 10:00 am
The White House announced that it would nominate the two Democrats submitted by Harry Reid, Luis Aguilar and Elisse Walter to the Securities and Exchange Commission. [read post]
31 Mar 2008, 5:19 am
President Bush: Announces Intention to Nominate Democratic SEC Commissioners Due to this White House press release from Friday, the status of Luis Aguilar and Elisse Walter to become SEC Commissioners has been upgraded from "rumor" to "announced intentions. [read post]
