Search for: "MARY SCHAPIRO"
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18 Apr 2012, 1:52 pm
Said Chairman Mary L. [read post]
1 Dec 2011, 12:15 pm
According to media reports (here and here, for example), SEC Chairman Mary Schapiro, in a letter dated November 28, 2011 to Senators Jack Reed and Larry Crapo, has requested a series of statutory changes which would allow the Commission to impose stricter financial penalties for certain securities law violations, as well as greater penalties for recidivists.The request apparently was submitted hours after Judge Jed Rakoff rejected the SEC's proposed settlement with Citigroup… [read post]
20 Aug 2012, 12:44 pm
” I’m all for, as an example, evolving from Chairman to Chairperson (although fascinating that SEC Chairman Mary Schapiro opted for the male version of the word). [read post]
25 Mar 2012, 10:00 am
As we know SEC Chairman Mary Schapiro has opposed a number of aspects of the bill, as have some liberal lawmakers, but the bill did pass in an overwhelmingly bipartisan way in the Congress. [read post]
22 May 2012, 7:06 am
Securities and Exchange Commission Chair Mary SchapiroOn May 21, 2012... [read post]
14 Feb 2013, 6:21 am
As the second term of the Obama administration begins, the SEC is experiencing a profound leadership transition, with the departures of agency Chair Mary Schapiro; Director of Enforcement Robert Khuzami; its general counsel; the director of Corporation Finance; and the director of Trading and Markets. [read post]
13 May 2015, 3:30 am
” From Mary Schapiro on what it takes to succeed as a woman in a male dominated industry. [read post]
15 Jan 2009, 8:10 am
" As such, the Council suggested several key issues for the Senate Banking Committee to consider during the confirmation hearing of Mary Schapiro to be the Chair of the SEC. [read post]
11 Jun 2012, 11:55 am
What follows is a tick-tock description of that day, culminating in SEC Chairman Mary's Schapiro's call to Greifeld to ask for explanations on the offering. [read post]
6 Jan 2009, 3:49 am
Mary Schapiro) - and then the new SEC Chair has to select her new Director. [read post]
24 Feb 2011, 4:32 pm
In a letter to SEC Chair Mary Schapiro, House Financial Services Chair Spencer Bachus (R-AL) asked for a response on a series of questions regarding SEC General Counsel David Becker, who is a defendant in a clawback lawsuit initiated by Irving Picard, the trustee in the Bernard L. [read post]
11 Mar 2011, 6:18 am
According to SEC Chairperson Mary L. [read post]
30 May 2013, 2:35 pm
So who is Mary Jo White? [read post]
25 Jul 2017, 8:36 am
Some of you may remember Christopher Cox, who served as SEC Chair from 2005 to early 2009, when he was succeeded by Mary Schapiro. [read post]
2 Mar 2009, 6:13 am
The first was a press release from Mary Schapiro, Chair of the SEC. [read post]
6 Sep 2012, 6:07 am
Schapiro. [read post]
25 Sep 2012, 5:00 am
According to the chairman of the SEC, Mary Schapiro: The [Dodd-Frank Act] explains that the exploitation and trade of conflict minerals by armed groups is helping to finance conflict in the region and that the emergency humanitarian crisis there warrants these disclosure requirements. [read post]
2 Sep 2009, 12:10 pm
A summary of the Report by the Inspector General of the SEC has been posted on the Commission's web site, a long with a comment by Chairman Mary Schapiro. [read post]
25 Jul 2017, 8:36 am
Some of you may remember Christopher Cox, who served as SEC Chair from 2005 to early 2009, when he was succeeded by Mary Schapiro. [read post]
6 Jul 2012, 7:09 am
SEC Chair Mary Schapiro has stated that the deadline will be missed, and that a timeline for the required rulemaking would be announced soon. [read post]
