Search for: "MORGAN STANLEY SMITH BARNEY"
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12 May 2009, 6:23 am
Morgan Stanley merged with Dean Witter. [read post]
30 Apr 2009, 4:44 am
Morgan Stanley is not likely to pursue a retail bank acquisition while it scrambles to complete its joint venture with Citigroup brokerage unit Smith Barney, Morgan chief John Mack said. [read post]
10 Mar 2009, 9:34 am
Smith Barney bleeds as it prepares for merger with Morgan Stanley according to InvestmentNews magazine. [read post]
20 Feb 2009, 5:57 pm
Morgan Stanley wants to make sure it keeps the best-performing brokers after it forms a joint-venture brokerage firm with Citigroup's Smith Barney unit, so it plans to pay them a total of $2 billion to $3 billion to encourage them to stay with firm for up to nine years. [read post]
13 Feb 2009, 4:13 am
Before the ink on is even dry on the deal to create the joint venture between Morgan Stanley and Citigroup's Smith Barney, some of the two brokerages' top performers are already heading for the exits, The New York Post reported. [read post]
21 Jan 2009, 7:10 am
In an attempt to shore up its core business and boost investor confidence, Citi and Morgan Stanley reached a definitive joint venture agreement to create a new brokerage unit to be known as Morgan Stanley Smith Barney.The deal is, not surprisingly, a good news/bad news situation for Citi. [read post]
13 Jan 2009, 4:23 am
But on Monday, as the struggling financial giant moved toward a deal with Morgan Stanley for its Smith Barney brokerage unit, all the old demons returned, The New York [...] [read post]
9 Jan 2009, 2:21 pm
From Eric Dash and Louise Story, colleagues of DealBook Citigroup is in talks to sell an interest in its Smith Barney brokerage and asset management unit to Morgan Stanley, according to two people with knowledge of the discussions. [read post]
20 Nov 2008, 5:41 pm
 Morgan Stanley has said that it's remaining competitive. [read post]
7 Nov 2008, 2:42 pm
The largest brokerages -- Merrill Lynch, Citigroup's Smith Barney and Morgan Stanley -- weren't big distributors of Lehman's notes because they mostly sell their own products, said a person with knowledge of the matter. [read post]
17 Jul 2008, 6:12 pm
Firms that are reportedly the subjects of such investigations include UBS, Merrill Lynch, Citigroup/Smith Barney, Goldman Sachs, and Morgan Stanley, among others. [read post]
28 Nov 2007, 1:25 pm
A number of them, including Morgan Stanley and Citigroup Inc. unit Smith Barney, ratchet up demands on experienced brokers. [read post]
30 Jul 2007, 9:41 am
The brokerage house with the most unsatisfied customers was Morgan Stanley. [read post]
24 Jul 2007, 2:06 pm
Two other large retail operations, Citigroup Inc.'s Smith Barney unit and UBS, ranked below average. [read post]
20 Jul 2007, 7:57 am
Morgan Stanley, Lehman Brothers and Smith Barney recently forbade employees from entertaining clients at the Hawaiian Tropic Zone, a Times Square restaurant where the waitresses wear bikinis. [read post]
24 Jun 2007, 4:26 am
Merrill Lynch, Morgan Stanley, Smith Barney and Charles Schwab are being sued for claims they improperly directed their clients's funds into lower paying deposit accounts at affiliate banks, enabling those banks to reap billions in extra profits. [read post]
23 May 2007, 9:35 am
These new accounts by Morgan Stanley, Merrill Lynch, UBS, Smith Barney, and Charles Schwab, which together comprise about 75% of all fee-based brokerage assets, are going to be available soon, or already are available, and they will offer fee-based platforms, but this time with protection for investors. [read post]
15 May 2007, 6:12 am
The class action complaint alleged that defendants entered into arrangements with Morgan Stanley, Salomon Smith Barney, Wachovia and others that included “(1) cash payments to brokers in return for the brokers' agreement to promote sales of fund shares; (2) directing fund portfolio brokerage to brokers in return for agreements by the brokers to promote the funds (a practice known as “directed brokerage”); and (3) excessive… [read post]
25 Apr 2007, 1:45 pm
Note that "banks" includes "investment bankers" such as Merrill Lynch, Morgan Stanley, Smith Barney, etc. [read post]
9 Mar 2007, 7:50 am
An AFSCME-submitted proposal will be on the ballot April 10 at Morgan Stanley, and a similar proposal from the AFL-CIO goes before United Technologies shareholders April 11. [read post]
