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14 Nov 2014, 1:58 pm by Glen P. Trudel
Trudel Ballard Spahr to hold a webinar on the proposal at 12 p.m. [read post]
28 Mar 2018, 12:39 pm
  He says that means that you're "gambling" under Washington law because the chips are "things of value" -- i.e., have value because they let you keep playing the game.Importantly, the panel holds that this is gambling not because some people sell these chips on a secondary market (e.g., the chips have "actual" cash value). [read post]
3 May 2023, 1:31 pm by Malecki Law Team
A few years ago, GWG Holdings Inc. created what they called the L bond, a speculative, unrated, high-risk, and high-yield investment instrument. [read post]
2 May 2020, 6:41 am by Astarita
From Bloomberglaw: A penny-stock company under investigation by the Securities and Exchange Commission for market manipulation in connection with a 300% jump in its shares two years ago got a $3.1 million loan from the government’s coronavirus relief fund for small businesses.Cool Holdings Inc., which sells electronics equipment, is one of at least three companies whose run-ins with the SEC didn’t prevent them from tapping the $349 billion first round of… [read post]
19 Sep 2014, 6:50 am by Nate Nead
(“Horizon”), Vidara Therapeutics Holdings LLC, Vidara Therapeutics International plc, an Irish public limited company (“Vidara”), Hamilton Holdings (USA), Inc., an indirect wholly-owned subsidiary of Vidara (“U.S. [read post]
22 Mar 2023, 12:15 am
  But wait, there's even more, the holding company and its non-bank was also subject to regulation by the Securities and Exchange Commission as well as at least two self-regulatory organizations - the Financial Industry Regulatory Authority, Inc. and The Nasdaq Stock Market LLC. [read post]
30 Aug 2009, 10:55 am
In my recent paper, currently in the submission process, Treasury Inc.: How the Bailout Reshapes Corporate Theory and Practice, I explore the implications of the U.S. [read post]
5 Jan 2021, 8:25 am by Renae Lloyd
According to Central Trade & Transfer, a secondary market for non-traded REITs, shares of HIT REIT sold last month for just  $0.75 per share. [read post]
2 Aug 2017, 6:45 am by Renae Lloyd
Financial Industry Regulatory Authority’s claims that they failed to have adequate risk controls Deutsche Bank Securities Inc., Citigroup Global Markets Inc., J.P. [read post]
2 Aug 2017, 3:15 pm by Renae Lloyd
Financial Industry Regulatory Authority’s claims that they failed to have adequate risk controls Deutsche Bank Securities Inc., Citigroup Global Markets Inc., J.P. [read post]