Search for: "Merrill Lynch Corporation" Results 321 - 340 of 773
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8 Jan 2012, 8:34 am by StephanieWestAllen
My clients have included Merrill Lynch, Shearman & Sterling, One Hundred Women in Hedge Funds, and many more. [read post]
23 Jan 2008, 7:22 am
Merrill Lynch lost $8 billion in 2007, Morgan Stanley $3 billion and Bear Stearns $230 million, yet the executives of these companies were showered with billions of dollars in bonuses. [read post]
22 Sep 2009, 7:28 am by Vanessa Vidal, Esq.
Everyone wants to know what happened in the BofA and Merrill Lynch merger, no one more than Congress, even if that means lifting the veil of privilege. [read post]
20 Aug 2009, 11:24 am
For example, Merrill Lynch has been hit with an arbitration claim filed by an elderly couple that lost $650,000 in the preferred stocks of financial companies according to Sue Asci in her August 16 article in InvestmentNews called "Merrill Lynch confronts arbitration claim involving financials' preferred stock. [read post]
9 Dec 2008, 5:07 pm
Even John Thain of Merrill Lynch only folded in his request for a $10 million bonus under outside pressure. [read post]
13 Nov 2007, 4:36 am
The idea that they might quit working strikes terror into their hearts, and the idea that they'll never leave strikes terror into everyone else's.But a recent post here noted that companies in Proxyland - including, of late, Merrill Lynch (MER) - like to ease out failed CEOs with this happy message: "You're not fired, you've retired! [read post]
21 Oct 2010, 10:31 am by Mark J. Astarita, Esq.
Just last week a FINRA arbitration panel awarded two Merrill Lynch brokers nearly $1.2 million dollars for allegations that Merrill reneged on its written policy regarding payment of deferred compensation. [read post]
7 Apr 2010, 10:22 am
Therefore, the GC may have its duties impeded by the possibility of getting fired if the GC delivers disappointing news to the board and/or executives as to which corporate actions are appropriate. [8] For example, a snapshot of current headlines demonstrates the legal wrangling faced by the GC of Bank of America, particularly as to whether or not the GC of Bank of America was fired for advising executives to disclose information on bonuses to Merrill Lynch executives. [9]… [read post]
15 Sep 2009, 6:00 am
  It is true that Bank of America took a bath during the financial crisis and likely suffered from the acquisition of Merrill Lynch (although it remains to be seen, as the market recovers and brokerage activity picks up, whether this will be a short term harm). [read post]
22 Nov 2007, 8:50 pm
You don’t need to stand in line at 2AM at Best Buy to get one of these in-house counsel jobs: General Counsel - Latin America - Franklin Templeton, Miami, FL Counsel - Hyundai, Montgomery, AL Licensing and Corporate Counsel - Avid Technology, Daly City, CA Associate General Counsel - Carnival Cruise Lines, Miami, FL Staff Attorney - LG Electronics, San Diego, CA Compliance Manager - Confidential, New York, NY (Near Wall Street) Attorney - IT/Transactions - Confidential, NY, NY… [read post]
1 Sep 2008, 10:58 am
It should be fair to assume that the same process was carried out at Citibank, Merrill Lynch, UBS and Bear Sterns. [read post]
25 Jul 2019, 2:24 pm by Heather Joy
Several large global banks, including Deutsche Bank, Merrill Lynch, Santander, JPMorgan, and Commerzbank, were involved in one of the largest tax evasion trading schemes in history, referred to as “cum-ex,” where bank clients falsely claimed multiple tax rebates on capital gains taxes. [read post]
20 Feb 2008, 7:57 am
Merrill Lynch recently announced that it is reducing purchases of auction-rate securities that fail to attract enough bids from investors. [read post]
5 Nov 2007, 1:38 pm
But in the real world, this NY Times article published over the weekend asked whether Merrill Lynch's board - more specifically, its finance and audit committees - had peered closely enough at the firm's risk management practices.The basic question, which goes well beyond Merrill and its $8.4 billion subprime-related charge (likely to be dwarfed by Citigroup's writedown), is how much oversight outside directors can and should provide, short of becoming the… [read post]
4 Feb 2010, 1:00 pm by J. Robert Brown
Third, the failure of the SEC to address the losses by Merrill Lynch in the first case (the complaint only involved issues around the representation that the bank had not approved the bonuses for Merrill when, it was alleged, they in fact had) and the confusion of the reliance on counsel argument suggested that the Agency had not been thorough in its investigation, lending credence to the suggestion by BofA that this case was best explained through government coercion. [read post]
16 Jan 2008, 3:21 pm
Spokesmen for Merrill Lynch and the SEC declined to comment. [read post]
28 Jul 2017, 8:03 am by Wolfgang Demino
., AS TRUSTEE FOR MERRILL LYNCH MORTGAGE INVESTORS TRUST, MORTGAGE LOAN ASSET-BACKED CERTIFICATES, SERIES 2005-WMCI, Plaintiff/Counter-Defendant,v.KENNETH E. [read post]
4 Feb 2009, 2:33 am
An increase of over 50,000, the majority of which were announced on "Black Monday," January 26th, by the following companies: Caterpillar (20,000)Pfizer (8,000)Sprint Nextel (8,000)Home Depot (7,000)General Motors (2,000)Microsoft/Intel (10,000)Two corporate legal departments that have been in the news recently, Wyeth and Merrill Lynch, have been going forward with legal department layoffs - cutting into the highest levels, including GC's.As reported by… [read post]
1 May 2012, 5:04 pm by Seyfarth Shaw LLP
Merrill Lynch, Pierce, Fenner & Smith, Inc., 672 F.3d 482 (7th Cir. 2012), which we analyzed in several earlier posts. [read post]