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25 Nov 2015, 5:00 am by Mark Astarita
 Today's defection goes to Morgan Stanley, as a team managing 5 billion dollars at Credit Suisse has joined Morgan Stanley in New York.Related Posts:Transition Agreements are Negotiable - Even for Credit Suisse BrokersCredit Suisse Brokers Losing Deferred Compensation---Mark Astarita is a nationally known securities lawyer who has represented brokers and advisers in their transitions, loans and compensation issues for decades. [read post]
19 Nov 2015, 5:00 am by Mark Astarita
Merrill Lynch lost a team managing more than $2.9 billion to Raymond James & Associates,According to press reports, the move set a new recruiting record for Raymond James, surpassing a $2.4 billion team that left Morgan Stanley to join Raymond James in Florida.Advisors Chris Mahoney, his brother Kevin Mahoney, Mark C. [read post]
10 Nov 2015, 2:18 pm by D. Daxton White
In the investment advisor relationship it is generally an assets under management model, it’s not typically commission based. [read post]
6 Nov 2015, 4:00 am by Doug Cornelius
They are not auditors, or human resource people, or project managers, or part of general risk management. [read post]
16 Oct 2015, 2:14 pm
Daniel Kramer, managing director, says he is not connected to the firm. [read post]
10 Oct 2015, 5:24 am by Adam Weinstein
At its peak, Canarsie Capital had managed around $98 million in assets and had some well-known contributors. [read post]
23 Sep 2015, 7:16 am
Morgan directed a high proportion of its private-bank assets into Highbridge Capital Management LLC, an investment firm of J.P. [read post]
20 Aug 2015, 8:28 am by Kelly Johnson
During 2010-2011, BNY Mellon provided bank asset and wealth management services to a Middle Eastern Sovereign Wealth Fund, a government entity responsible for the management and administration of assets of an unnamed Middle Eastern country. [read post]
30 Jul 2015, 5:18 pm by Kevin LaCroix
  VASCO designs, develops, markets, and supports hardware and software securities systems that manage and secure access to information assets. [read post]
26 Jun 2015, 6:34 am by Lax & Neville LLP
  According to court documents, the Brokers managed $2 Billion of client assets derived from four-hundred (400) families’ accounts that produce approximately $15 million in revenue per year. [read post]
28 May 2015, 7:31 pm by Sabrina I. Pacifici
 As a result, today, the four biggest banks (“Big Four”) are JP Morgan Chase, Bank of America, Citigroup and Wells Fargo. [read post]
23 Apr 2015, 1:24 pm by Jason M. Halper
  The El Paso Corporation (“EPC”), a natural gas and energy provider that has since been acquired by Kinder Morgan, controlled El Paso Pipeline Partners, L.P. [read post]