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25 Apr 2012, 5:16 pm
A former high-ranking Morgan Stanley real estate executive in China pleaded guilty on Wednesday to violating federal anticorruption laws as the American government continues to crack down on citizens who commit fraud and bribery abroad. [read post]
7 Jun 2012, 7:49 am
While many big banks warehouse nearly all of their derivatives in subsidiaries that rely on federally insured deposits to fund themselves, Morgan Stanley does not -- and it could weigh on profits in an already lackluster environment. [read post]
8 Jun 2016, 9:53 am
” Morgan Stanley agreed to settle the charges without admitting or denying the findings. [read post]
6 Feb 2008, 4:29 am
Morgan Stanley has failed in its attempt to form a landmark securities joint venture in Vietnam after the government bowed to pressure from rival banks angered by the proposed deal. [read post]
12 Jul 2004, 7:08 am
Morgan Stanley has settled a sex discrimination suit brought by the Equal Employment Opportunity Commission, which alleged a pattern of discrimination that denied women promotions and gave higher salaries to less productive men. [read post]
17 May 2005, 9:14 am
[JURIST] A Florida jury Monday ordered Morgan Stanley [corporate website] to pay $604 million in damages to billionaire investor Ronald Perelman after finding that he relied on the company when it advised him to sell his 82-percent stake in camping goods company Coleman for cash and stock in appliance company Sunbeam. [read post]
18 Jun 2008, 6:13 pm
Morgan Stanley’s second-quarter earnings managed to beat Wall Street estimates by a couple of cents per share — but investors weren’t very happy Wednesday. [read post]
3 Mar 2008, 7:18 am
By that rule, Morgan Stanley has hopped onto the hostile bid bandwagon. [read post]
4 Jul 2008, 5:02 pm
But Morgan Stanley, the lead adviser to the buyers’ group, also played a role. [read post]
13 Oct 2008, 2:15 pm
Shares of Morgan Stanley bounced back in a big way Monday morning, surging more than 40 percent in early trading after the Wall Street firm announced that its $9 billion investment from Mitsubishi UFJ Financial Group had closed on renegotiated terms. [read post]
11 Oct 2018, 10:58 am
Morgan Stanley fired Smith in 2016 in the wake of the broker fraud allegations. [read post]
2 Dec 2021, 7:03 am
The post Morgan Stanley Broker Jesus Rodriguez Barred from Securities Industry appeared first on The White Law Group. [read post]
13 Oct 2017, 8:08 am
AdvisorHub has an article regarding a shakeup in the Morgan Stanley offices in Virginia. [read post]
17 Feb 2021, 8:52 am
In connection with the discharge, Morgan Stanley alleged that Mr. [read post]
22 Mar 2018, 1:05 pm
Meier resigned from Morgan Stanley in 2016 while “under internal review. [read post]
2 Mar 2020, 5:56 am
Continue Reading › The post Citigroup, LPL Financial, Morgan Stanley, JP Morgan Securities, and Merrill Lynch Fined $1.4M for Failure to Reasonably Supervise appeared first on Investor Lawyers Blog. [read post]
14 Aug 2008, 6:26 pm
JPMorgan Chase & Company and Morgan Stanley on Thursday became the latest banks to reach settlements with the New York attorney general, Andrew M. [read post]
22 Aug 2014, 10:06 am
The trust was managed by Morgan Stanley’s banking unit. [read post]
12 Apr 2023, 12:47 pm
Cohen at Morgan Stanley may wish to have their investment accounts reviewed for potential investment fraud. [read post]
24 Jan 2011, 2:44 am
Morgan Stanley’s legal department promotes diversity in many ways. [read post]
