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7 Jul 2020, 2:02 pm by Renae Lloyd
These investments are often considerably more risky than traditional investments such as stocks, bonds, or mutual funds just because of lessor oversight by regulators. [read post]
3 Jul 2020, 12:30 pm by John Ross
" Seventh Circuit: "Those roles need not be mutually exclusive. [read post]
1 Jul 2020, 3:00 am by Liz Dunshee
Only one-third of participating investors expect to have a vote on a company’s purpose but almost two-thirds are engaging with companies on the topic 7. [read post]
30 Jun 2020, 12:47 pm by Renae Lloyd
Compared to traditional investments, such as stocks, bonds and mutual funds, REITs are significantly more complex and often better suited for sophisticated and institutional investors.Another problem often associated with REIT recommendations is the high sales commissions brokers typically earn for selling  REITs – as high as 15%. [read post]
8 Jun 2020, 3:00 am by Joshua Holt
I know from interacting with many lawyers, that using Airbnb while you are in law school or during the early part of your career is a completely viable plan for reducing your living expensive, padding your savings account and giving you a little extra money to either invest in mutual funds or set aside for a rainy day. 2. [read post]
5 Jun 2020, 4:11 pm by Lax & Neville LLP
Typically, mutual fund issuers will offer their customers a right of reinstatement, allowing the investors to purchase shares of a mutual fund after previously selling shares of that fund or another fund in the same fund family, without incurring a front-end sales charge, or allowing the investors to recoup some to all of contingent deferred sales charges. [read post]
13 May 2020, 12:53 pm by Josh Blackman
The court could address this problem in a couple of different ways, which are not mutually exclusive. [read post]
13 May 2020, 9:37 am by Amy Howe
The court could address this problem in a couple of different ways, which are not mutually exclusive. [read post]
10 May 2020, 8:45 am by Cyberleagle
”Finally, the signature:As I like to practise what I preach, I am signing this letter electronically, with my mobile, and using technology developed thanks to the EU funded STORK project which is currently used by citizens in Austria. [read post]
4 May 2020, 4:26 pm by Brittany Walter and Steven Hollman
Other companies with patented IP, developed using government funds, may soon follow suit so as not to spur so-called “march-in” rights under the Bayh-Dole Act—wherein the federal government may require an entity to grant a license to the fruits of government-funded research under certain circumstances to protect the public interest. [read post]
28 Apr 2020, 12:29 pm by Renae Lloyd
He has 7 customer complaints reportedly filed against him, according to FINRA, with one still pending, and six settled. [read post]
28 Apr 2020, 8:57 am by Dan Harris and Fred Rocafort
What are your opinions of a factory asking for proof of funds for an order before confirming delivery dates? [read post]
Where public funding is already being used to fund staff costs, this is expected to continue and for staff not to be furloughed. [read post]
21 Apr 2020, 2:15 pm by David C. Swedelson
If not, now is the time to do so, as we hear that funding for this program is quickly drying up. [read post]
21 Apr 2020, 12:46 pm by Kathleen Scott (US)
Foreign Public Funds: The original Volcker Rule regulations excluded certain foreign public funds, and was drafted so as to be similar to the exclusion for U.S. registered mutual funds. [read post]
Where public funding is already being used to fund staff costs, this is expected to continue and for staff not to be furloughed. [read post]
16 Apr 2020, 4:55 am by Hedge Fund Lawyer
Effective February 7, 2020, the Cayman Islands Government enacted an amendment to the Mutual Funds Law (2020 Revision). [read post]
10 Apr 2020, 3:00 am by Jim Sedor
Loeffler, who is the richest member of the Senate, said in a Wall Street Journal opinion page article announcing her decision that her stock holdings would be converted to mutual funds and exchange-traded funds by third-party advisors who handle her investments. [read post]