Search for: "National Security Exchange LLC"
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31 May 2022, 12:22 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
28 May 2022, 12:02 pm
SEC, the Court denied the exchanges’ petitions challenging the SEC’s regulation concerning the collection and dissemination of securities market data. [read post]
28 May 2022, 4:09 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
26 May 2022, 5:09 am
” Petitioners NASDAQ Stock Market LLC challenged the new rule by alleging it was “arbitrary and capricious and contrary to the goals and policies of the Securities Exchange Act. [read post]
25 May 2022, 6:22 am
Under this model, the national securities exchanges and the SROs acted jointly under NMS plans to collect, consolidate, and disseminate core market data. [read post]
21 May 2022, 11:11 am
Reg. 53.4945-4(a)(2)Recoverable grants are not defined in the regs, but Mission Investors Exchange defines them as “an agreement under which a grantee commits to repay a grant under certain circumstances, generally, if the project financed by the grantor is financially successful. [read post]
20 May 2022, 8:25 am
The White Law Group, LLC is a national securities fraud, securities arbitration and investor protection law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
20 May 2022, 8:18 am
This practice came under heavy scrutiny from the United States Securities and Exchange Commission. [read post]
19 May 2022, 12:10 pm
”— Mark Chenoweth, NCLA President----------Mark Astarita is a nationally recognized securities litigation attorney and a partner in the law firm of Sallah Astarita & Cox, LLC. [read post]
19 May 2022, 9:03 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
18 May 2022, 1:17 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
17 May 2022, 12:52 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
16 May 2022, 11:49 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
13 May 2022, 2:19 pm
On Friday, May 13, 2022 the SEC (Securities and Exchange Commission) sued StraightPath Venture Partners LLC and its three founders in federal court alleging the Florida firm raised over $410 million with fraudulent promises to investors about private companies that may hold IPOs (initial public offerings). [read post]
13 May 2022, 8:59 am
5Cir Issues Historic Rebuke of SEC ALJ SystemCongress has given the Securities and Exchange Commission substantial power to enforce the nation's securities laws. [read post]
9 May 2022, 1:35 am
Kentucky and Maryland have introduced insurance data security legislation based on the National Association of Insurance Commissioners Insurance Data Security Model Law. [read post]
4 May 2022, 9:01 pm
Nasdaq’s Board Diversity Rule, approved by the Securities and Exchange Commission (SEC) in August 2021, is the subject of an ongoing, high stakes court battle in the United States Court of Appeals for the Fifth Circuit. [read post]
2 May 2022, 10:12 am
Securities Investigation involving TriLinc Global Impact Fund, LLC Have you suffered losses investing in TriLinc Global Impact Fund, LLC? [read post]
29 Apr 2022, 1:43 pm
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
28 Apr 2022, 8:11 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
