Search for: "New York Stock Exchange"
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20 Sep 2010, 6:04 am
City of New York Dept. of Finance U.S. [read post]
4 Jul 2023, 9:05 pm
The business model of crypto-trading platforms is surprising when compared with that of traditional stock exchanges such as the New York Stock Exchange (NYSE) or the London Stock Exchange (LSE). [read post]
19 Nov 2003, 2:23 pm
In Wednesday's corporations law news, the 1366 members of the New York Stock Exchange have voted to approve a reform package that would reduce the size of the main NYSE Board, and create a separate independent board of persons not employed by brokerage firms, members or companies that trade on the exchange to oversee operations. [read post]
17 Aug 2005, 10:45 am
[JURIST] Leading Wednesday's corporations and securities law news, Newsweek is reporting that the New York Stock Exchange may settle with former CEO Richard Grasso [Wikipedia profile] for $25 million. [read post]
23 Jan 2007, 10:20 am
Regulators should hold off on ruling how the New York Stock Exchange charges for its market data until questions about its new status as a for-profit group are resolved, the Securities Industry and Financial Markets association, a Wall Street lobbying group, has asked. [read post]
13 Sep 2021, 6:00 am
The Securities and Exchange Commission today charged New York City-based GTV Media Group Inc. and Saraca Media Group Inc., and Phoenix, Arizona-based Voice of Guo Media Inc., with conducting an illegal unregistered offering of GTV common stock. [read post]
14 Oct 2015, 7:00 am
Former Officers of SMF Energy Charged With FraudFinancial fraud charges have been announced against four former SMF Energy Corp. officers, alleging that the former CEO, former chief financial officer, former chief accounting officer, and former senior vice president of sales and investor relations officer vastly inflated SMF’s revenues through a fraudulent billing scheme.Six Charged in Stock Fraud SchemeSix men, including a father and three sons, have been charged with defrauding… [read post]
31 Aug 2017, 12:16 pm
The Securities and Exchange Commission and New York University will host a forum in September to examine the fast growing market for exchange-traded products and its implications for investors.The event, hosted by SEC’s Division of Economic and Risk Analysis and NYU’s Salomon Center for the Study of Financial Institutions, will bring together regulators, industry members, and academics for a half-day dialogue on September 8. [read post]
27 Dec 2010, 2:13 pm
The Christmas tree at Rockefeller Center gets all the attention, but I prefer the above Christmas tree at the New York Stock Exchange — not far from our office in TriBeCa. [read post]
11 Jul 2007, 7:58 am
Roger Freeman, an analyst at Lehman Brothers, says the recent weakness in shares of NYSE Euronext, formed out of the merger of the New York Stock Exchange and Euronext, has a lot to do with concerns that [...] [read post]
17 Oct 2013, 12:49 pm
NuSkin is a multi-level marketing company based in Utah, and it trades on the New York Stock Exchange under the symbol NUS. [read post]
27 Oct 2006, 5:11 am
A former floor trader at the New York Stock Exchange, David Finnerty, was convicted yesterday of federal charges that his improper trades defrauded investors of $4.5 million. [read post]
20 Feb 2007, 4:22 am
The company, which is the cable unit of Time Warner, expects to list on the New York Stock Exchange as early as March 1, which would give it [...] [read post]
12 Jan 2018, 2:14 pm
Delaware is the state of incorporation for almost two-thirds of the Fortune 500 companies, as well as more than half of all companies listed on the New York Stock Exchange, NASDAQ, and other major... [[ This is a content summary only. [read post]
27 Aug 2008, 12:01 pm
In exchange, noteholders were offered warrants to buy stock worth 20 percent of the private-equity-owned publisher. [read post]
28 Feb 2007, 10:39 am
Wall Street and the financial press spent much of their day Wednesday looking for someone or something to blame for “The Glitch” — that seemed to be the preferred term — that caused trading delays Tuesday afternoon on the New York Stock Exchange, even as the market was plunging and the system that calculates the [...] [read post]
22 Feb 2007, 2:44 am
District Judge Denny Chin reversed the securities fraud convictions of New York Stock Exchange floor broker David Finnerty, another in a series of setbacks in high-profile securities fraud prosecutions that began with a big splash and seems to be... [read post]
22 Sep 2013, 4:00 am
Recently, the first women to be on the New York Stock Exchange, Muriel Siebert, passed away at age 84. [read post]
13 Mar 2009, 2:07 pm
The SEC announced that on March 11, 2009, the United States District Judge for the Southern District of New York entered Final Consent Judgments in the Commission's previously filed cases against six specialist firms operating on the Chicago Stock Exchange... [read post]
17 Nov 2011, 12:41 pm
Hundreds of Occupy Wall Street protesters marched on the New York Stock Exchange on Thursday, engaging in scuffles with the police throughout the day. [read post]
