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24 May 2022, 6:24 am
Terms of a recent letter of Acceptance, Waiver, and Consent (AWC) that Aegis Capital Corp. submitted to FINRA require the New York-based broker-dealer to repay customers for alleged rule violations related to churning or excessive trading in customer accounts. [read post]
7 Jun 2012, 3:39 am
Corp Fin Revamps Its Web Page Yesterday, the Division of Corporation Finance rolled out a revamped web page on sec.gov. [read post]
12 Jul 2011, 12:26 am
These were its undertakings, for instance “spinning off” Sky News to make it independent, and protect it from News Corp dominance. [read post]
21 Aug 2019, 3:04 am
Hopefully, this will be the last time I ever blog about Inline XBRL… By the way, the new CDIs don’t show up under “What’s New” on the Corp Fin page. [read post]
16 May 2013, 4:24 am
Corp Fin's New Director: The Mighty Keith Higgins! [read post]
4 Mar 2019, 10:06 am
Army Corps of Engineers (Corps) for a construction permit to build electric power lines over the “historic James River, from whose waters Captain John Smith explored the New World. [read post]
26 Sep 2009, 5:30 am
Empire Masonry Contracting Corp., of East Setauket, New York, filed for Chapter 11 bankruptcy relief on September 14, 2009 in the Central Islip Bankruptcy Court under case number 8-09-76876. [read post]
28 Feb 2011, 11:02 am
Army Corps of Engineers published a notice of its proposal to reissue and modify 48 of the 49 existing Nationwide Permits (“NWPs”) and to issue two new NWPs and two new general conditions. [read post]
8 Nov 2018, 3:00 am
Yesterday, Corp Fin updated 4 CDIs to address the implications of the SEC’s adoption of rule amendments increasing the number of “smaller reporting companies” (SRCs) eligible to provide scaled disclosure. [read post]
23 Apr 2013, 2:02 am
-based television production company owned by Elizabeth Murdoch, daughter of News Corp. [read post]
15 Dec 2010, 5:37 pm
Many a New York business startup ponders and ponders and ponders the seemingly impossible choice between forming an S-Corp (really forming a New York C-Corp that elects to be taxed as a C-Corp) versus forming a New York LLC. [read post]
7 Jul 2008, 11:43 am
Corp Fin Consolidates - and Issues New - CDIs Late Friday, Corp Fin issued a new set of Regulation S-K Compliance & Disclosure Interpretations. [read post]
23 Feb 2012, 8:46 pm
("IPCI") in New Jersey because IPC had filed an ANDA... [read post]
18 Sep 2017, 7:07 am
The plan also includes an analysis on how to connect the river to the new L.A. [read post]
19 Jun 2018, 2:09 am
This nice blog from Cooley’s Cydney Posner offers a bunch of interesting nuggets from an interview with SEC Chair Jay Clayton and Corp Fin Director Bill Hinman at a recent WSJ event. [read post]
14 Jan 2019, 3:03 am
Corp Fin has now updated its FAQs to revise #4 and 5 – and to add #6 and 9. [read post]
14 May 2008, 7:53 am
Yahoo is in talks with Time Warner on an agreement to combine operations with AOL Internet, while News Corp. [read post]
13 Dec 2018, 1:43 pm
Army Corps of Engineers, proposed a new rule dramatically altering federal... [read post]
7 Mar 2011, 4:01 am
Corp Fin Issues 9 New CDIs On Friday, Corp Fin issued nine new Compliance and Disclosure Interpretations on a variety of topics - including one on CD&A, two related to Rule 144, two on free writing prospectuses, two on director disclosures and two others - as follows: - Section 139. [read post]
30 Mar 2010, 1:31 am
Corp Fin Posts "Dear CFO" Letter on Repos The Corp Fin accounting Staff has posted an illustrative "Dear CFO" letter regarding the accounting and disclosure for repurchase agreements, securities lending transactions or other transactions involving the transfer of financial assets with an obligation to repurchase the transferred assets. [read post]
