Search for: "Officer Oxley"
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22 Apr 2024, 12:26 pm
Evans, which at least had a nominal administrative-law nexus: it involved a traffic stop by United States Park Police officers. [read post]
1 Nov 2016, 9:45 am
As an in-house tax attorney in Vanguard's Pennsylvania offices, David Danon allegedly discovered that Vanguard was filing false reports with the SEC and false tax returns with the IRS and raised these concerns internally. [read post]
30 Sep 2019, 12:42 pm
Publicly traded companies have had mandatory clawback requirements since the Sarbanes-Oxley Act was enacted in 2002. [read post]
4 Mar 2010, 10:50 am
The action resulted from a whistleblower investigation conducted by OSHA's regional office in San Francisco under the whistleblower protection provisions of the Sarbanes-Oxley Act of 2002. [read post]
10 Apr 2008, 3:43 pm
The SEC relied on section 1103 of the Sarbanes-Oxley Act, which lets them seek a "temporary order from a federal district court requiring the company to hold "extraordinary payments" likely to be made to any officer, director, or affiliate of the company who is charged with a violation of the securities laws," according to the commission. [read post]
22 Oct 2010, 8:24 am
., has joined White & Case as a mergers and acquisitions partner in the firm's Silicon Valley office. [read post]
22 Sep 2009, 12:38 pm
Department of Labor, Office of Administrative Law Judges, under the Sarbanes-Oxley Act (SOX). [read post]
29 Nov 2006, 9:56 am
The program manages SSL remote security and retrieval of various file formats, including MS Office, PDF, and email. [read post]
7 Jan 2012, 7:48 am
These officials made the decision to fire Villanueva, and they did so from their offices here in the US. [read post]
14 Dec 2015, 5:22 pm
In identifying who can be held liable for whistleblower retaliation, Sarbanes-Oxley refers to “any officer, employee, contractor, subcontractor or agent of such company. [read post]
26 Jun 2017, 9:51 am
Zinober is a shareholder in the firm’s Tampa and Orlando offices. [read post]
29 Aug 2023, 3:15 am
This Proskauer blog summarizes the Court’s reasoning on this aspect of the decision: The court held that the certifications “signal that they are opinions by stating that they are ‘based on [the] knowledge’ of the officer,” and “there is no allegation that the opinion is actionable on the ground that it was not based on the officer’s knowledge. [read post]
4 Mar 2009, 2:28 pm
Additionally, the majority of whistleblower investigators have reported that they need more training to effectively address cases under some of the more complex federal statutes such as the Sarbanes-Oxley Act. [read post]
8 Jan 2007, 4:53 pm
Under the Sarbanes-Oxley Act, stock option grants must be disclosed within two days of the grant. [read post]
17 Sep 2010, 4:12 pm
Radin, The Business Judgment Rule: Fiduciary Duties of Corporate Officers, Wolters Kluwer Sixth Edition Drexler, Black, & Sparks, Delaware Corporate Law and Practice, Matthew Bender Stephen Bainbridge, The Complete Guide to Sarbanes-Oxley: Understanding How Sarbanes-Oxley Affects Your Business, Adams Media Filed under: truth on the market [read post]
16 Dec 2010, 2:00 am
However, a funny thing happened on the bill’s journey downstairs to the Governor’s office – it was called back. [read post]
6 Dec 2006, 12:52 pm
This ruling partially lifts the cloud of controlling person liability and makes it easier to get the qualified independent directors who can make the Sarbanes-Oxley reforms work. [read post]
5 Mar 2014, 7:45 am
The Sarbanes-Oxley Act (SOX) covers everything from mandatory financial disclosures to enhanced penalties for white-collar crime to requiring a company’s CEO to sign corporate tax returns. [read post]
20 Jan 2016, 1:02 pm
She joined the SEC’s Office of General Counsel in 1989 and served as counsel to former Chairman Richard C. [read post]
20 Nov 2012, 11:04 am
Recently the Office of the Legislative Counsel has posted PDFs of many of the most requested compilations. [read post]
