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10 Apr 2012, 1:13 am
Indeed, the possibility of this type of conflict was one of the specific concerns that an Ontario court raised while considering a litigation funding arrangement in Manulife Financial Corporation securities class action lawsuit pending in the court (about which refer here). [read post]
21 Sep 2011, 12:40 pm
When the policy was first being considered, a panel of senior securities law practitioners urged the Ontario Securities Commission to defer on such determinations to the courts. [read post]
15 Oct 2007, 11:33 am
That's the cunningly similarly named Canadian provider Nortel Networks, which just paid a million loonies to the Ontario Securities Commission and, today, $35 million to the SEC to settle such allegations. [read post]
18 Jul 2012, 6:57 am
If so, be sure to submit your written comments on or before August 20, 2012 to: Me Anne-Marie Beaudoin Corporate Secretary Autorité des marchés financiers 800, square Victoria, 22e étage C.P. 246, Tour de la Bourse Montréal, Québec, H4Z 1G3 Fax : 514-864-6381 e-mail: consultation-en-cours@lautorite.qc.ca John Stevenson, Secretary Ontario Securities Commission 20 Queen Street West Suite 1900, Box 55 Toronto, Ontario, M5H… [read post]
9 Sep 2013, 12:05 am
That perspective gained an apparent boost in March 2012, when the Ontario Court of Appeals held that the liability regime under the Ontario securities laws applied to a company whose shares traded only on the NASDAQ stock market. [read post]
25 Oct 2011, 9:09 am
DocumentID=263549 The Week in Green Energy: Liberal Win in Ontario Secures Green Energy ActOntario Premier Dalton McGuinty recently won a third-term in office, and his victory likely saved a landmark piece of green legislation. [read post]
2 Jan 2019, 4:00 am
In Ontario, this started to change about 30 years ago when the Court of Appeal for Ontario determined in Regina v. [read post]
1 Aug 2011, 7:19 am
During the proceedings, Groia accused prosecutors for the Ontario Securities Commission of abuse of process and professional misconduct, largely over disclosure issues, said they were trying to convict his client “at all costs. [read post]
23 Mar 2015, 2:08 am
The Law Commission of Ontario is now undertaking a comprehensive review of the Class Proceedings Act, as discussed on the Commission’s website (here). [read post]
27 Jul 2020, 4:00 am
… Canadian Securities LawOSC and BCSC Sign Oversight Agreement Regarding the Canadian Securities Exchange On July 16, the Ontario Securities Commission (OSC) announced that it has entered into a Memorandum of Understanding (MOU) with the British Columbia Securities Commission (BCSC) regarding the oversight of the Canadian Securities Exchange (CSE). [read post]
2 Mar 2023, 7:43 am
Background The employer ran a hospital in Ontario. [read post]
23 Feb 2012, 6:11 am
Here are the leading legal headlines from Wise Law on Twitter for Thursday, February 23, 2012: Ontario court judge upbraided for conviction Judge Tosses Lawyer’s Suit Against Ex-Girlfriends for Posts at http://Liarscheatersrus.com 10th Circuit: Feds Can Withhold Prisoner Mugshots Ontario to scale back 'secret law' used at G20 Judge rules State of Washington can't force pharmacies to sell Plan B Keep Your Hands off My Briefs: Lawyers Sue Westlaw,… [read post]
27 Jan 2012, 2:21 pm
INTRODUCTION Under the Ontario Class Proceedings Act, 1992 (“CPA”) [1], the Representative Plaintiff (“RP”) is a member of the class that in most instances commits to a bigger responsibility than all other class members. [read post]
9 Nov 2017, 7:00 am
British Columbia Securities Commission published a helpful guide that explains how start-up crowdfunding works and the steps involved. [read post]
1 Nov 2011, 4:51 pm
Additionally, parallel civil proceedings often initiated by the Securities and Exchange Commission or Commodity Futures Trading Commission often impose similar restitution orders. [read post]
24 Aug 2012, 12:53 pm
On August 23, 2012, the Ontario Securities Commission (“OSC”) released a request for comments on proposed amendments to Rule 13-502 and Companion Policy 13-502CP, which deals with the OSC’s fees model. [read post]
10 Dec 2010, 12:03 pm
Even if we suppose that securities regulators should address systemic risk, is it really the case that a national (or in fact, semi-national) regulator would truly be more sensitive to these system-wide risks than the Ontario Securities Commission? [read post]
9 Apr 2013, 4:00 am
Ontario Securities Commission rejecting arguments that the Law Society has exclusive jurisdiction to regulate the professional conduct of lawyers and allowing the Ontario Securities Commission to discipline lawyers in certain circumstances. [read post]
14 Dec 2011, 9:07 am
The meeting included Steven Maijoor, Chair of the European Securities and Markets Authority (ESMA); Jonathan Faull, Director General for Internal Market and Services at the European Commission; Ashley Alder, Chief Executive Officer of the Hong Kong Securities and Futures Commission; Masamichi Kono, Vice-Commissioner of the Japan Financial Services Agency; Teo Swee Lian, Deputy Managing Director (Financial Supervision) of the Monetary Authority of Singapore; … [read post]
11 Oct 2015, 4:00 am
Alberta (Utilities Commission), 2015 SCC 45 (35624) The Commission here was not statutorily bound to apply a particular methodology, and use of the word “prudent” in the legislation cannot by itself be read to impose on the Commission any specific no-hindsight methodology. [read post]
