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6 Apr 2018, 6:08 am
Fontaine, Corporate Risk Holdings LLC, and John Reed Stark, John Reed Stark Consulting LLC, on Saturday, March 31, 2018 Tags: Boards of Directors, Cybersecurity, Disclosure, Financial reporting, Risk, Risk management, Risk oversight, SEC, SEC enforcement, Securities enforcement, Securities regulation Do Director Networks Improve Managerial Learning from Stock Prices? [read post]
10 Jul 2024, 8:41 am
Failure to Supervise Private Securities Trades July 8, 2024: The Financial Industry Regulatory Authority (FINRA) has reportedly fined UBS $850,000 and issued a censure due to inadequate supervision of a registered representative’s private securities trades. [read post]
5 Mar 2013, 6:16 am
During that time, the Supreme Court issued its opinion in AT&T Mobility LLC v. [read post]
21 Apr 2015, 1:40 pm
Paul, Minn., is a national mortgage servicing company. [read post]
28 Mar 2008, 6:00 am
: (Afro-IP),If education and pricing policy fail, says Adobe in Nigeria, we can still sue: (Afro-IP),South African arm of Chrysler objects to advertisement by Indian vehicle maker Mahindra and Mahindra that uses the term "jeep": (Afro-IP), (Spicy IP),Kenya’s call for anti-counterfeit legislation… amongst other changes: (Afro-IP),Kenya: Shared computer use raises privacy, confidentiality issues: (Afro-IP)AustraliaChanges to grace period for trade mark renewal:… [read post]
3 Feb 2016, 7:27 am
The inadequate supervision resulted in the failure to deliver accurate trade confirmations.Dennis Paul Van Patter of Little Elm, Texas. [read post]
5 Feb 2012, 3:41 am
Because it's not like Marsh works for free.H/T Anna Durbin© 2011 Simple Justice NY LLC. [read post]
13 Feb 2015, 12:00 pm
AstraZeneca markets and sells pharmaceutical products in the United States, including a drug sold under the trade name Nexium. [read post]
10 May 2020, 3:15 am
– Paul Bernal https://t.co/HP1FHubcLY 2020-05-09 Sign-in wrap agreement enforced in Babcock v. [read post]
13 Feb 2013, 8:39 am
Professor Laura Donohue, Moderator, Georgetown University Law Center Professor Jennifer Granick, Stanford Law School, Center for Internet and Society Alex Joel, Civil Liberties Protection Officer, Office of the Director of National Intelligence Rachel Levinson-Waldman, Counsel, Liberty and National Security Program, Brennan Center for Justice Paul Ohm, Senior Policy Advisor, Federal Trade Commission & Professor of Law, University of Colorado Keynote… [read post]
30 Nov 2012, 2:54 am
H/T Steve Magas, the Bike Lawyer© 2012 Simple Justice NY LLC. [read post]
11 Oct 2012, 6:26 am
Paul, MN Click here for more information. [read post]
8 May 2009, 10:00 am
(IP finance) Ramkumar ‘dual sim’ case: Micromax obtains declaratory judgment (Spicy IP) Murder potentially linked to Ramkumar v Samsung patent war (Spicy IP) Geographical indications registry admits more products (International Law Office) Israel Israel remains on Special 301 Priority Watch List (The IP Factor) Israel Patent Office allows two companies to register same trademark (The IP Factor) Kenya The case for formal registration and deposit of copyright… [read post]
3 Jun 2018, 2:18 pm
” Thus, trading platforms are also requested to describe their anti-money laundering (AML) programs, their know-your-customer practices, the fiat and virtual currencies that they trade, and locations where they do and do not accept customers. [read post]
10 Apr 2011, 5:07 am
© 2011 Simple Justice NY LLC. [read post]
17 Jul 2019, 5:32 pm
They filed a class action against BP in late 2011 under Oregon’s Unlawful Trade Practices Act. [read post]
13 Jun 2011, 7:56 am
The case can be cited as News America Marketing In-Store, LLC v. [read post]
19 Feb 2013, 9:42 pm
App. 2011) and Invidia, LLC v. [read post]
23 Nov 2014, 4:06 pm
Newspapers, Journalism and regulation The departure of Paul Vickers, Trinity Mirror’s Legal Director, did not get much publicity this week. [read post]
25 Oct 2008, 12:18 am
(Spicy IP) Japan JPO 'super accelerated examination' allows patent in seventeen days (IP Updates) Korea Salvatore Ferragamo wins key judgment from Korea's Supreme Court in latest series of rulings in favour of trade mark owners (Managing Intellectual Property) Netherlands Comparative advertising: Unilever hits the road against Albert Hijn? [read post]
