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16 Jul 2021, 6:19 am
In response to the regulatory agenda, the two Republican commissioners, Hester Peirce and Elad Roisman, issued a joint statement voicing concerns about efforts to undo certain recently adopted rules. [read post]
13 Jul 2021, 5:54 am by Danielle Parker
July 13, 2021 Clients, Friends, Associates: We hope that this message finds you well and that you are enjoying the first months of summer. [read post]
9 Jul 2021, 7:07 am by John Jascob
While Gensler said this will begin to set the PCAOB "on a path to better protect investors," Commissioners Hester Peirce and Elad Roisman called the decision "hasty and truncated. [read post]
16 Jun 2021, 6:46 am by John Jascob
Commissioners Hester Peirce and Elad Roisman released a statement questioning the makeup of the agenda. [read post]
15 Jun 2021, 5:30 am by Doug Cornelius
Commissioners Peirce and Roisman take issue with the agenda revisiting the recently adopted changes to the accredited investor definition. [read post]
11 Jun 2021, 9:20 am by Kristian Soltes
“I am concerned that the initial reaction of a regulator is always to say ‘I want to grab hold of this and make it like the markets I already regulate’,” Peirce said in an interview. [read post]
7 Jun 2021, 3:30 am by John Jenkins
The SEC’s action prompted a dissenting statement from commissioners Peirce & Roisman, who said that the SEC acted in an “unprecedented manner that is unmoored from any practical standard that could be meaningfully applied in the future. [read post]
2 Jun 2021, 3:30 am by Liz Dunshee
Commissioners Hester Peirce and Elad Roisman issued a response to Chair Gensler’s statement yesterday, saying that the 2020 rules were the result of an unassailable process and that there is no data yet to evaluate whether the rules work in practice. [read post]