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29 Jun 2018, 9:05 am by Daniel Hemel
As he wrote in his dissent in Department of Revenue of Kentucky v. [read post]
25 Jun 2018, 4:18 am by Edith Roberts
Wayfair, in which the justices voted last week to overrule two prior cases that prohibited states from requiring out-of-state retailers who don’t have a store or warehouse in the state to collect tax on sales to state residents, “is one of the most significant state and local finance rulings in the modern era and comes at a time when sales tax revenues have been steadily shrinking thanks in part to more purchases being made online. [read post]
30 May 2018, 7:15 am by Joy Waltemath
Second, the agreements were not boilerplate; they were tailored to each employee and that employee’s position in the company and were based on the amount billed to the client in the prior year or the amount paid to the departing employee in the prior year. [read post]
5 Apr 2018, 8:24 am by CFM Admin
FINRA’s specific focus areas for 2018 will include: (i) fraud, particularly microcap fraud schemes that target senior investors; (ii) hiring and supervisory practices for high-risk firms and brokers; (iii) cybersecurity; (iv) anti-money laundering; (v) sales practices and product suitability for specific investors, including the supervisory, compliance, and operational infrastructure firms have put in place with respect to ICOs; and (vi) investor protections related to market… [read post]