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29 Sep 2015, 7:07 am by John Jascob
The SEC’s rule provides that a banking entity may enter into any prime brokerage transaction with any covered fund in which a covered fund managed, sponsored, or advised by the banking entity has taken an ownership interest, so long as certain conditions are met, including the submission of a written CEO certification each year. [read post]
19 May 2009, 6:30 am
  Because so few businesses have sufficient cash or other resources to fund a buyout, the seller must usually accept an installment payout and continue to share the risks of the future profitability of the business unless the business  has provided for a fund to buy out the major owner says California Business Lawyer Steven Peck. [read post]
12 Jul 2023, 8:55 am by Mark Astarita
The amendments will increase minimum liquidity requirements for money market funds to provide a…Read the Full Press Release Have a securities law question? [read post]
23 Apr 2015, 3:51 pm by Sabrina I. Pacifici
Lifeline supports these companies through the Universal Service Fund (USF). [read post]
21 Jul 2009, 10:38 am
To find out more about rehypothication and other topics relating to prime brokerage or custody, please contact Karl Cole-Frieman of Cole-Frieman & Beugelmans, LLP (www.cfbllp.com) at 415-352-2300 or kcole-frieman@cfbllp.com. **** Other related hedge fund law and start up articles include: Start Up Hedge Fund Articles Hedge Fund Managers Hedge Fund Attorney Hedge Fund Service Providers Hedge Fund Law Firm Hedge Fund… [read post]
16 Apr 2009, 5:40 am
Also, in the case of a single-employer plan, a funding notice need not be provided to the PBGC, if  the plan's liabilities do not exceed it's assets by more than $50 million. [read post]
6 Feb 2018, 8:40 am by Tim Curtis
The University System of Maryland's investment vehicle, the Maryland Momentum Fund, has provided $250,000 to a Baltimore medical device company. [read post]
29 Jun 2013, 5:55 pm by Jeff Foust
The Senate Appropriations Committee passed a pair of fiscal year 2014 appropriations bills on Thursday, including one that funds the FAA. [read post]
6 Jul 2014, 3:45 pm by Omar Ha-Redeye
The advantage of this initiative is that it provides avenues to resolve family disputes without resorting to litigation, which is often the only way that many eligible for legal aid can receive funds. [read post]
1 Feb 2010, 11:14 am by structuredsettlements
Our sources tell us that Rhonda Bentzen has been quietly been yakking up a new factoring funding source, purportedly in part due to the inevitable funding delays with Structured Asset Funding (some of which we've highlighted here). [read post]
23 Jul 2019, 11:55 pm by Heather Douglas
Litigation funding, also known as third party funding, provides financing to plaintiffs and law firms to enable them to pursue their claims in return for a piece of the recovery. [read post]
11 Jun 2012, 10:00 am
The following recent update was released by the Centers for Medicare & Medicaid Services (CMS) on May 30, 2012, updating the original from December 16, 2011: Existing regulations at 42 CFR 424.510(e)(1)(2) require that at the time of enrollment, enrollment change request, or revalidation, providers and suppliers that expect to receive payment from Medicare for services provided must also agree to receive Medicare payments through Electronic Funds Transfer (EFT).… [read post]
1 Oct 2020, 10:00 pm
As the US Department of Commerce seeks certain financial services data from an expanded list of US financial services providers, most US fund managers, investment advisers, private funds, and registered investment companies will be required to file a BE-180 with the US Department of Commerce by October 30, 2020. [read post]
1 Oct 2020, 10:00 pm
As the US Department of Commerce seeks certain financial services data from an expanded list of US financial services providers, most US fund managers, investment advisers, private funds, and registered investment companies will be required to file a BE-180 with the US Department of Commerce by October 30, 2020. [read post]
1 Oct 2020, 10:00 pm
As the US Department of Commerce seeks certain financial services data from an expanded list of US financial services providers, most US fund managers, investment advisers, private funds, and registered investment companies will be required to file a BE-180 with the US Department of Commerce by October 30, 2020. [read post]
1 Oct 2020, 10:00 pm
As the US Department of Commerce seeks certain financial services data from an expanded list of US financial services providers, most US fund managers, investment advisers, private funds, and registered investment companies will be required to file a BE-180 with the US Department of Commerce by October 30, 2020. [read post]
1 Oct 2020, 10:00 pm
As the US Department of Commerce seeks certain financial services data from an expanded list of US financial services providers, most US fund managers, investment advisers, private funds, and registered investment companies will be required to file a BE-180 with the US Department of Commerce by October 30, 2020. [read post]
1 Oct 2020, 10:00 pm
As the US Department of Commerce seeks certain financial services data from an expanded list of US financial services providers, most US fund managers, investment advisers, private funds, and registered investment companies will be required to file a BE-180 with the US Department of Commerce by October 30, 2020. [read post]