Search for: "Raymond James and Associates"
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14 Oct 2011, 12:51 pm
It is an independent contractor firm that also does business through Raymond James andamp; Associates Inc., an affiliated company. [read post]
10 Oct 2011, 7:38 am
Gilles, Special Agent in Charge, Federal Bureau of Investigation (FBI), Miami Field Office, Frank Adderley, Chief, Fort Lauderdale Police Department, announced today the filing of an information charging defendants Scott Faraguna, 41, Charles Blomquist, 52, Peter Borkowicz, 31, Raymond Harcar, 39, James Taylor, 23, Ryan Greene, 23, Jason Hampton, 28, Chris Faccone, 43, Steven Sokoloff, 47, Marco Sguera, 30, Joseph Giancola, 38, Ryan Soltow, 27, and Donna Ackermann Brown, 50, in a… [read post]
6 Oct 2011, 5:38 am
andnbsp;While neither Edward Jones, Raymond James nor Woodbury Financial are facing regulatory consequences, clients can and have filed lawsuits in securities arbitration because of the brokersandrsquo; alleged actions. [read post]
1 Oct 2011, 4:08 pm
The Financial Industry Regulatory Authority (FINRA) ordered Raymond James & Associates, Inc. [read post]
30 Sep 2011, 1:57 pm
As set forth in the complaint, the defendants are members and associates of the Hells Angels Motorcycle Club. [read post]
30 Sep 2011, 1:57 pm
As set forth in the complaint, the defendants are members and associates of the Hells Angels Motorcycle Club. [read post]
29 Sep 2011, 8:17 am
FINRA ordered Raymond James & Associates, Inc. [read post]
26 Sep 2011, 3:10 am
[Brussels, Belgium : International Association of Democratic Lawyers], 1970 K 555 I54 1970 IXth Congress of the International Association of Democratic Lawyers. [read post]
17 Sep 2011, 11:39 pm
Cottrol & Raymond T. [read post]
7 Sep 2011, 5:40 pm
The following year, the county sold bonds to pay for the project, making $55 million in offerings that was led by underwriter Raymond James & Associates. [read post]
10 Aug 2011, 6:33 am
http://tinyurl.com/3kgj7vl (Jason Shinn) Blackhat Conference: Beware of a False Sense of Security - http://tinyurl.com/424xjk4 (Albert Barsocchini) California Governor Sends Message to Jurors: No Tweeting - http://t.co/P0k4HVE (Cheryl Miller) Certification: On the Fence – Part III - http://tinyurl.com/3qw9lbf (Rebecca James) Cloud Computing + Social Media = 2011 E-Discovery Trends - http://tinyurl.com/3hzew4l (KPMG) Did Bank of America Risk Customer Data Through Overseas Outsourcing? [read post]
25 Jul 2011, 1:55 am
As discussed in Nate Raymond’s July 21, 2011 Am Law Litigation Daily article (here), last Thursday, Judge Jones quoted her own prior opinion in holding that the plaintiff in the civil action against Goldman Sachs in connection with the infamous Timberwolf CDO (to which an unfortunate Goldman associate referred in an email as “one shitty deal”) had not adequately alleged that the security sale involved a domestic transaction. [read post]
13 Jul 2011, 7:42 pm
Gilbride, Special Agent-in-Charge of the Drug Enforcement Administration, New York (DEA); James T. [read post]
12 Jul 2011, 7:54 pm
The result, according to a report by Raymond James & Associates, Inc., is an expected step up in assisted acquisitions over the next few years. [read post]
12 Jul 2011, 2:59 am
Raymond said, "I think FSIS just blew a chance to make beef even safer than it is right now. [read post]
17 Jun 2011, 9:00 pm
The panel includes Gregory Castanias of Jones Day, James Hurst of Winston & Strawn, and Raymond Niro of Haller & Niro. [read post]
7 Apr 2011, 10:52 pm
James R. [read post]
28 Mar 2011, 7:02 pm
Raymond J. [read post]
21 Mar 2011, 12:58 pm
The percentage of buyers in Phoenix paying cash hit 42% in 2010—more than triple the rate in 2008, according to Raymond James’s equity research division. [read post]
1 Mar 2011, 8:54 am
Raymond Randolph on the U.S. [read post]
