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16 Jun 2022, 2:07 pm
By: Justin Banford [6/20/22] We’re occasionally asked if it’s a good idea for issuers to pay unregistered “finders” fees in exchange for connecting potential investors in conjunction with private securities offerings. [read post]
9 Dec 2021, 1:29 pm
The SEC nailed this company in 2013 imposing sanctions for violating registration requirements. [read post]
6 Jun 2008, 5:27 am
I wonder if there is a ex post facto question regarding the driving issues (license and plates) because, even though FTR is a new situation, the punishment is still based on a prior conviction which sentence is likely already served.6-6-2008 New Hampshire:CONCORD - The House of Representatives forced Attorney General Kelly Ayotte and legislative leaders Wednesday to scale back the number of convicted criminals who would be required to supply DNA samples.In a surprise, the House… [read post]
25 Jul 2016, 6:19 am
The contesting party could be an auditing agency, an insurance carrier, or a private party. [read post]
17 Mar 2022, 10:04 am
Post 2 was the Chinese conquest, followed by armed uprising of the people, precipitated by gun registration. [read post]
13 Sep 2010, 1:04 am
Although the price has plunged over the past week, the current price of around $8.60 still represents a decent premium for the private placement buyers, who paid $6 for a unit consisting of one common share and a warrant for half a common share. [read post]
5 Oct 2013, 6:10 pm
A blue ribbon opening panel begins the tempest at 6:30 p.m. [read post]
13 Sep 2018, 2:29 pm
Also, the investors may have a private right of rescission under the Exchange Act Section 29(b) which provides that any contract made in violation of any provision of the Exchange Act is void. [read post]
10 Sep 2013, 8:58 pm
Mobile health care technology, in particular, has gained the attention of doctors, patients and private equity investors alike. [read post]
21 Dec 2007, 9:43 pm
The Bill provides for both provisional registration and permanent registration upon satisfaction of prescribed conditions. [read post]
6 Sep 2010, 12:35 pm
A systematic restructuring of Art. 6 (3) on competition law is advocated for, too. [read post]
15 Aug 2011, 2:32 am
Previously family offices would have been exempt from registration because of the private adviser exemption. [read post]
19 Dec 2011, 4:45 am
My 11th year in private practice was a busy and productive one. [read post]
29 Sep 2016, 8:30 am
Trademark registration is not “government speech”: “Use of a mark by its owner is clearly private speech. [read post]
7 Nov 2019, 5:25 pm
Read 6 remaining paragraphs | Comments [read post]
1 Feb 2012, 5:01 pm
This decision concerns the registration of an association of representatives pursuant to R 152(11).The appellant, a German legal practitioner (LP), together with 11 professional representatives (i.e. [read post]
20 Jan 2016, 11:17 am
Private Actions. [read post]
3 May 2022, 6:12 am
Registration for each event is in the links below:Seminar 1: Art, Law and Social Justice (Thursday 26 May 3:00-6:30 pm BST)Pierangelo Blandino (University of Lapland)Through a Legal Lens: Law, History, and Visual CultureElena Cooper (University of Glasgow)Art, Copyright and Justice in the Nineteenth Century: Connecting Abraham Solomon’s ‘Waiting for the Verdict’ and ‘Not Guilty’ (1857) to Graves’ Case (1869)Marcus V. [read post]
23 May 2011, 5:00 am
Dodd-Frank set a July 21 deadline for changes to the Investment Advisers Act in Title IV: The Private Fund Investment Advisers Registration Act. [read post]
1 May 2014, 4:00 am
A non-governmental organization called Getup Ltd was engaged in helping Australians vote, in part by facilitating their registration on the electoral rolls. [read post]