Search for: "SECURITIES CORP."
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25 Nov 2015, 9:47 am
Have you suffered investment losses in InvenTrust Properties Corp (formerly Inland American REIT)? [read post]
5 Jan 2011, 10:51 am
Okay, this isn't entirely new, but it's alway entertaining to look at a citation analysis, and I'm not sure if Peter Oh's paper on the citation patterns of the best corporate and securities articles has gotten much attention. [read post]
3 Apr 2020, 10:16 am
Last Friday, Whiting Petroleum Corp. [read post]
21 Jun 2017, 3:01 am
Rob was also a colleague of former Corp Fin Director Linda Quinn. [read post]
6 Jan 2011, 5:27 am
The Facebook and Goldman Saga: All About Section 12(g) and Section 12(h) Applications For securities law geeks, the outpouring of interest in the nuances of when companies are required to register their securities under Section 12(g) of the '34 Act - and whether Facebook has violated the terms of the exemptive relief granted from Corp Fin back in 2008 - surely is big fun. [read post]
14 May 2007, 5:38 am
The Associated Press reports that KeySpan Corp. agreed to pay a $125,000 fine for a security breach last year at the company's LNG storage facility in Lynn, Mass. [read post]
2 Aug 2011, 6:31 am
The company was essentially allowed to prepare its own cost projections as a basis for securing a no-bid, no-compete two year contract for work in Iraq. [read post]
1 Dec 2015, 8:13 am
Have you suffered losses investing in Franco-Nevada Corp? [read post]
23 Sep 2019, 10:04 am
If you are concerned about investments you made with Aegis Capital Corp. the securities attorneys at The White Law Group may be able to help. [read post]
3 Jul 2012, 3:13 am
SEC Announces Intention of Adopting Corp Fin Rules - In Late August Yesterday, the SEC posted a Sunshine Act notice that it will consider a trio of Corp Fin rulemakings at an open Commission meeting on Wednesday, August 22nd. [read post]
30 Nov 2011, 3:00 am
The case of the day is In re Heckmann Corp. [read post]
10 Dec 2015, 4:31 pm
Army Corps of Engineers: Actions Needed to Improve Cost Sharing for Dam Safety Repairs, GAO-16-106: Published: Dec 10, 2015. [read post]
20 Sep 2007, 9:13 am
The article discusses a recent Texas Supreme Corp. [read post]
4 Nov 2016, 3:10 am
On the heels of Corp Fin’s announcement back in January that it would no longer scan & post glossy annual reports on Edgar, Corp Fin issued this CDI on Wednesday (note that the CDI is unnumbered): Question: Exchange Act Rule 14a-3(c) and Rule 14c-3(b) require registrants to mail seven copies of the annual report sent to security holders to the Commission “solely for its information. [read post]
7 Aug 2008, 2:12 pm
Previously, project developers had halted efforts to secure final authorization for this project. [read post]
24 Mar 2010, 8:55 pm
Charles Schwab Corp. doesn’t want the Securities and Exchange Commission to file securities claims over the YieldPlus mutual fund. [read post]
29 Jun 2016, 4:57 am
The Harvard National Security Journal's recently published spring issue may be of interest to Lawfare readers. [read post]
27 May 2012, 2:40 pm
ION Geophysical Corp., C.A. [read post]
6 Mar 2020, 6:17 am
Toshiba Corp., found that a foreign issuer could be liable under US securities laws for a sale of its securities in the US, even if the company was not involved in the sale. [read post]
4 May 2012, 10:58 am
The law firm is advocating for Science Applications International Corp. [read post]
