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22 Feb 2022, 9:32 am
Regulators Charge Purshe Kaplan with Failure to Supervise Harvest Group’s Sales of Leveraged ETFs On February17, 2022, Massachusetts state securities regulators charged Broker-dealer Purshe Kaplan Sterling Investments (PKS Investments) with failure to supervise brokers who sold unsuitable investments to customers while operating as independent investment advisors through The Harvest Group Wealth Management. [read post]
19 Feb 2022, 11:33 am
The post Investigation Alert: Investor Losses at Harvest Group Wealth Management LLC and Purshe Kaplan Sterling Investments appeared first on Zamansky LLC. [read post]
18 Feb 2022, 2:53 pm
Sterling, Amy Pharr Hefley, Anthony J. [read post]
14 Feb 2022, 9:30 pm
Robert Post is a Sterling Professor of Law at Yale Law School and author of Citizens Divided: A Constitutional Theory of Campaign Finance Reform. [read post]
14 Feb 2022, 9:01 pm
Despite sterling conservative credentials and four years spent demeaning himself as Donald Trump’s Vice President, when push came to shove there was a line Pence would not cross&mdas [read post]
10 Feb 2022, 1:27 pm
This week’s episode covers increased minimum wage for certain federal contract workers, a protest decision involving proposal misrepresentation, cybersecurity and data safeguarding updates from DOD and NIST, and highlights from the Defense Innovation Unit Annual Report, and is hosted by Peter Eyre and Monica Sterling. [read post]
10 Feb 2022, 11:35 am
Sterling Avenue. [read post]
10 Feb 2022, 10:04 am
Progress in sterling markets: SONIA is now embedded across sterling markets and there are no longer any sterling LIBOR linked cleared derivatives. [read post]
2 Feb 2022, 7:01 am
Sterling Ins. [read post]
31 Jan 2022, 12:46 pm
CHINA On 31 December 2021, President Xi delivered a televised speech to China centered on 2022 and the Chinese Communist Party’s vision of China becoming a global power. [read post]
31 Jan 2022, 10:47 am
Christakis, Sterling Professor of Social and Natural Science, Yale University Richard W. [read post]
31 Jan 2022, 2:35 am
The Wall Street career of Gopi Krishna Vungarala is a smoldering train wreck. [read post]
31 Jan 2022, 2:35 am
Native American Tribe Investment Portfolio Proves Costly for Purshe Kaplan & Sterling Investments (BrokeAndBroker.com Blog)Ponte Vedra Man Convicted And Sentenced For Importing And Distributing Mislabeled Erectile Dysfunction Drug (DOJ Release)Middleboro Financial Advisor Charged in Superseding Indictment with Investment Adviser Fraud and Money LaunderingBritish Citizen Sentenced To Over 11 Years In Prison For Helping Design And Operate Fraudulent Investment Scheme Related To Co-Working… [read post]
28 Jan 2022, 5:30 am
Here are materials in Purshe Kaplan Sterling Inc. v. [read post]
26 Jan 2022, 11:11 am
After graduating from Polytechnic, Kruger compiled the kind of sterling resume the public has come to expect from Supreme Court nominees. [read post]
25 Jan 2022, 2:41 pm
Amanda Stuart, Client Value Lawyer of Special Projects, Shearman & Sterling. [read post]
25 Jan 2022, 2:41 pm
Amanda Stuart, Client Value Lawyer of Special Projects, Shearman & Sterling. [read post]
22 Jan 2022, 11:33 am
Farm and Food Policy to undergraduate students at Sterling College in Vermont. [read post]
16 Jan 2022, 5:44 pm
For example in Macomb County, we provide extensive coverage in the following courts: 37th District Court (Warren and Centerline)38th District Court (Eastpointe)39 District Court (Roseville, Fraser)41A District Court (Sterling Heights Division)41A District Court (Shelby Twp, Utica, Macomb Township)41B District Court (Clinton Twp, Mount Clemens, Harrison Township)42-1 District Court (Romeo, Washington Township, Richmond)42-2 District Court (Chesterfield Twp, New Baltimore, New… [read post]
15 Jan 2022, 4:39 pm
A Michigan domestic violence conviction can eliminate your right to own a gun.A Michigan domestic violence conviction will eliminate your ability to own a gun. [read post]
