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3 Aug 2022, 3:29 pm
Marlene Gebauer 1:37 Just like some of our previous guests like Sonja Ebron. [read post]
2 Aug 2022, 6:56 am
(BDCA) and would like to speak to a securities attorney about the potential to recover your investment losses, please call The White Law Group at 1-888-637-5510 for a free consultation. [read post]
29 Jul 2022, 5:34 am
The action is notable in that it is the first time the FTC has brought an action under the Military Lending Act (“MLA”). [read post]
26 Jul 2022, 6:32 am
Securities and Exchange Commission. [read post]
26 Jul 2022, 6:32 am
Securities and Exchange Commission. [read post]
25 Jul 2022, 9:01 pm
The expanded unit will leverage the agency’s expertise to ensure investors are protected in the crypto markets and from cyber-related threats, with a focus on investigating securities law violations related to crypto asset offerings, exchanges, broker-dealers, and lending and staking products; decentralized finance (“DeFi”) platforms; non-fungible tokens (“NFTs”); and stablecoins. [read post]
25 Jul 2022, 4:00 am
Executives are manipulating financial statements to increase stock prices and impress lending institutions. [read post]
21 Jul 2022, 7:02 am
The expanded Crypto Assets and Cyber Unit will focus on investigating securities law violations related to crypto asset offerings, crypto asset exchanges, crypto asset lending and staking, decentralized finance, NFTs, and stablecoins. [read post]
21 Jul 2022, 5:55 am
Indeed, it has been state AGs who have effectively led big policy and legal changes in diverse areas such as in the realm of privacy and data security, opioid addiction and treatment, pharmaceutical sales and marketing, tobacco and vaping promotions, mortgage and student lending, human trafficking and in other key areas of consumer protection across the United States. [read post]
21 Jul 2022, 3:02 am
The expanded Crypto Assets and Cyber Unit will focus on investigating securities law violations related to crypto asset offerings, crypto asset exchanges, crypto asset lending and staking, decentralized finance, NFTs, and stablecoins. [read post]
19 Jul 2022, 9:01 pm
ENDNOTES [1] See Sidney P. [read post]
19 Jul 2022, 2:59 pm
Four Myths about Biotech Securities Cases As discussed in our original article, these findings overturn several longstanding myths about this subset of securities class actions: Myth #1: Cases against biotech companies for failed clinical trials or products that are not approved by the FDA are risky and expensive. [read post]
15 Jul 2022, 5:27 pm
PBS Lending Corp. [read post]
15 Jul 2022, 4:19 pm
A loan lien is recorded against a specific asset, or assets, as part of a lending agreement — either for the purchase of the asset, or to secure a nonpurchase money loan. [read post]
15 Jul 2022, 9:07 am
Currently, only the Canadian Securities Exchange allows listing and trades in over-the-counter (OTC) markets. [read post]
13 Jul 2022, 10:58 am
Otherwise remotely limit all access to the company’s secure systems; andAt least annually:1. [read post]
8 Jul 2022, 6:29 am
Kelsh, and Corey Perry, Sidley Austin LLP, on Friday, July 1, 2022 Tags: Clawbacks, Dodd-Frank Act, Executive Compensation, Pay for performance, Restatements, SEC, SEC rulemaking, Securities enforcement, Securities regulation The Proposed SEC Climate Disclosure Rule: A Comment from Former SEC Chairmen and Commissioners Posted by Harvey L. [read post]
8 Jul 2022, 6:29 am
Kelsh, and Corey Perry, Sidley Austin LLP, on Friday, July 1, 2022 Tags: Clawbacks, Dodd-Frank Act, Executive Compensation, Pay for performance, Restatements, SEC, SEC rulemaking, Securities enforcement, Securities regulation The Proposed SEC Climate Disclosure Rule: A Comment from Former SEC Chairmen and Commissioners Posted by Harvey L. [read post]
30 Jun 2022, 6:06 am
A Congolese soldier entering Rwanda and firing at security personnel and civilians lends further credence to the existence of an IAC, though its relevance could depend, in part, on whether the soldier acted independently or under a commander’s orders. [read post]
23 Jun 2022, 9:01 pm
Chair Gensler’s Regulatory Flexibility Agenda[1] for the Securities and Exchange Commission sets forth flawed goals and a flawed method for achieving them. [read post]
