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7 Feb 2019, 6:21 am by Ariel E. Levite, Wyatt Hoffman
These steps include upgrading the underwriting process, collaborating with cybersecurity services, and introducing specialized underwriting methodologies to better assess and price cyber risk. [read post]
6 Feb 2020, 2:11 am
A: Indeed, the European IP Helpdesk is a service initiative of the European Commission, managed by the Commission's Executive Agency for Small and Medium-sized Enterprises (EASME). [read post]
8 Jan 2009, 12:46 pm by engelatty
Today, I am the managing attorney of Engel Law Offices. [read post]
30 Jan 2017, 1:22 pm
Plaintiffs filed suit against the members of the board of directors and senior management alleging breach of fiduciary duty, unjust enrichment, waste of corporate assets, breach of contract and promissory estoppel arising from the Modified Awards. [read post]
15 Dec 2022, 4:00 am by CFM Admin
This update includes the following: Q4 MattersAnnual Compliance & Other ItemsAnnual Fund MattersAnnual Management Company MattersNotable Regulatory & Other Items from 2022Compliance Calendar**** Q4 Matters New York Federal Reserve Digital Dollar Pilot Project. [read post]
15 Dec 2022, 8:00 am by CFM Admin
This update includes the following: Q4 MattersAnnual Compliance & Other ItemsAnnual Fund MattersAnnual Management Company MattersNotable Regulatory & Other Items from 2022Compliance Calendar**** Q4 Matters New York Federal Reserve Digital Dollar Pilot Project. [read post]
26 Jun 2019, 1:06 pm by Astarita
Smith previously served as a managing director at Patomak Global Partners LLC, where she advised financial services firms, including broker-dealers, exchanges, banks, and asset managers, and public companies on regulatory policy, corporate governance, and compliance matters. [read post]
18 Nov 2007, 6:15 pm
In contrast, the later starters or smaller companies are subordinated to the big companies or governments passively. [read post]
1 Sep 2012, 2:09 pm by Cathy Holmes
This article describes what types of private investment funds are subject to the new Rule, what requirements apply under the new Rule, and some of the special issues that affect funds that invest in real estate assets as a result of this new Rule. [read post]
1 Sep 2012, 2:09 pm by Cathy Holmes
This article describes what types of private investment funds are subject to the new Rule, what requirements apply under the new Rule, and some of the special issues that affect funds that invest in real estate assets as a result of this new Rule. [read post]
Therein it is alleged that Batstone solicited $75,000 from clients to invest in a small limited liability company which claimed to provide brand management and product placement services for entertainers and athletes. [read post]
14 Dec 2011, 10:30 am by David M. McLain
Refuse to accept any form of gratuity or other remuneration from individuals or companies that could be viewed as an improper inducement to influence the manager. [read post]
9 Apr 2018, 5:51 pm by nedaj
Cohen & Company specializes in the alternative investment industry and advises cryptocurrency funds on important tax, audit and operational matters. [read post]
30 Jul 2011, 2:31 am by Tomassi Law Associates
First Trust Advisors L.P., the Fund’s investment advisor, along with its affiliate First Trust Portfolios L.P., are privately-held companies which provide a variety of investment services, including asset management, financial advisory services, and competitive municipal underwritings, with collective assets under management or supervision of approximately $51 billion as of June 30, 2011 through unit… [read post]
6 Jan 2014, 8:30 pm
Working with management to assure that risk management policies and procedures that are designed and implemented by management are consistent with the company’s corporate strategy and risk appetite, and are functioning as directed, and that necessary steps are taken to foster a culture of risk-aware and risk-adjusted decision-making throughout the organization. [read post]