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9 Jun 2017, 6:06 am
Brownback, Fried, Frank, Harris, Shriver & Jacobson LLP, on Wednesday, June 7, 2017 Tags: Bank Holding Company Act, Banks, Broker-dealers, Dodd-Frank Act, Donald Trump, FDIA, Financial institutions, Financial regulation, Glass-Steagall, GLBA, Investment banking, Mortgage lending, US Senate Supreme Court Applies Five-Year Statute of Limitations to SEC Disgorgement Claims Posted by Lewis J. [read post]
21 Apr 2017, 6:25 am
Reid, Davis Polk & Wardwell LLP, on Friday, April 14, 2017 Tags: Banks, Brexit, Corporate forms, Cross-border transactions, EU, Europe, Financial institutions, Financial regulation, International governance, Jurisdiction, Mergers & acquisitions, Securities regulation, UK The Conflict Minerals Rule—Litigation Is Over, But the Drama Continues Posted by Michael R. [read post]
21 Apr 2017, 6:25 am
Reid, Davis Polk & Wardwell LLP, on Friday, April 14, 2017 Tags: Banks, Brexit, Corporate forms, Cross-border transactions, EU, Europe, Financial institutions, Financial regulation, International governance, Jurisdiction, Mergers & acquisitions, Securities regulation, UK The Conflict Minerals Rule—Litigation Is Over, But the Drama Continues Posted by Michael R. [read post]
And we also have ICBC Standard Bank, which is a financial market and commodity bank based in New York. [read post]
21 Nov 2019, 6:23 am by Scott R. Anderson
By early 2019, the population of Israeli settlers in the West Bank was believed to be approaching half a million—a substantial portion of the West Bank’s total population. [read post]
5 Jul 2018, 7:45 am by Yosie Saint-Cyr
Accessibility standards In general, these standards would set out how organizations can identify, remove, and prevent barriers. [read post]
12 Feb 2010, 10:17 am by Juan Antunez
The existence of trust powers for state chartered institutions may be confirmed by obtaining a Certificate from the Department of Banking and Finance, and the existence of such powers for federally chartered institutions may be obtained from the Comptroller of the Currency, at the following respective addresses: Director, Division of Banking Department of Banking and Finance The Capitol Building Tallahassee, Florida 32399-0350 Comptroller of the Currency… [read post]
11 Apr 2008, 5:15 am
  Because vendors have never been routinely sued, even in the aiding and abetting era, a standard making it harder to reach them will result in little actual change. [read post]
15 Apr 2008, 5:00 am
" Taiwan is Asia's No. 3 wealth management market behind Japan and China, attracting the likes of Citigroup (C.N: Quote, Profile, Research), HSBC (0005.HK: Quote, Profile, Research) (HSBA.L: Quote, Profile, Research), Standard Chartered (STAN.L: Quote, Profile, Research), AIG (AIG.N: Quote, Profile, Research) and other global players to boost their presence here. [read post]
1 Sep 2017, 6:42 am
SEC Staff Examines Impact of Regulation on Capital Formation and Market Liquidity Posted by Ning Chiu, Davis Polk & Wardwell LLP, on Friday, August 25, 2017 Tags: Capital formation, Capital markets, Dodd-Frank Act, Equity offerings, Financial regulation, Investor protection, IPOs, JOBS Act, Liquidity, Regulation D, SEC, Securities enforcement, Securities regulation ISS and the Removal of CEOs: A Call for an Enhanced… [read post]
3 Oct 2012, 10:32 am by David C. Scileppi
  Any other issuers not subject to the exchange’s compensation committee standards (e.g., controlled companies) continue to be exempt and are exempt from these new rules. [read post]
12 May 2017, 6:21 am
Rickey, Margrave Law LLC, on Thursday, May 11, 2017 Tags: Charter & bylaws, Delaware articles, Delaware cases, Delaware law, Disclosure, Fee-Shifting, In re Trulia, Materiality, Merger litigation, Mergers & acquisitions, Settlements, Shareholder suits, State law An Activist View of CEO Compensation Posted by David F. [read post]
29 Jul 2022, 6:30 am
Securities and Exchange Commission, on Thursday, July 28, 2022 Tags: Accounting, Accounting standards, Audits, Disclosure, Enron, FASB, Financial regulation, Sarbanes–Oxley Act, SEC, SEC rulemaking, Securities regulation [read post]
29 Jul 2022, 6:30 am
Securities and Exchange Commission, on Thursday, July 28, 2022 Tags: Accounting, Accounting standards, Audits, Disclosure, Enron, FASB, Financial regulation, Sarbanes–Oxley Act, SEC, SEC rulemaking, Securities regulation [read post]
1 Dec 2020, 9:05 pm by Shaked Barkay
The statute, however, expressly excludes “finance lenders, broker-dealers, residential mortgage lenders, mortgage servicers, mortgage originators,” and check sellers, as well as banks and credit unions chartered federally or by another state. [read post]
20 May 2016, 6:45 am
Louis, on Tuesday, May 17, 2016 Tags: Banks, Capital requirements, Compliance & ethics, Cost of capital, Debt-equity ratio, Financial crisis, Financial institutions, Financial regulation, Leverage, Liquidity Corporate Use of Social Media Posted by Matteo Tonello, The Conference Board, Inc., on Tuesday, May 17, 2016 Tags: Capital markets, Disclosure, Earnings announcements, Engagement, Financial reporting, Information environment,Market reaction, Social capital, Social media … [read post]
3 May 2019, 10:07 am by Hollis Kelly
METHOD OF TRANSFER Assignments can be effected through the use of a standard assignment and assumption agreement. [read post]