Search for: "Stanford Financial Group Company"
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14 Mar 2012, 7:47 am
Other accords topping $100 million that may also be included are with Lehman Brothers Holdings Inc.; wireless equipment company Motorola Solutions Inc.; National City Corp, a bank now owned by PNC Financial Services Group Inc.; and private education company Apollo Group Inc. [read post]
7 Mar 2012, 8:59 am
James Davis, the former CFO of the Stanford Financial Group was one of the key witnesses who testified against Mr. [read post]
6 Mar 2012, 7:43 am
The witnesses included government officials and the former chief financial officer of the Stanford Financial Group, James M. [read post]
26 Feb 2012, 5:12 am
Citadel Investment Group Elliott Management (A hedge fund.) [read post]
26 Feb 2012, 4:48 am
Citadel Investment Group Elliott Management (A hedge fund.) [read post]
26 Feb 2012, 4:27 am
Citadel Investment Group Elliott Management (A hedge fund.) [read post]
20 Feb 2012, 5:22 am
Almost all of the FII Claimants are members of the British American Tobacco group of companies. [read post]
15 Feb 2012, 3:27 pm
For example, Blackstone Group LLP, which is the largest private equity company, didn’t receive the letter the SEC sent out in December. [read post]
SEC Gets Initial Victory in Lawsuit Against SIPC Over Payments Owed to Stanford Ponzi Scam Investors
10 Feb 2012, 5:32 pm
However, Stanford Group Company, which promoted the CDs to the investors, is a member of SIPC. [read post]
9 Feb 2012, 3:34 pm
We also have clients abroad with securities fraud claims and lawsuits against financial firms in the US. [read post]
24 Jan 2012, 3:32 pm
Securities and Exchange Commission in December sued the congressionally created non-profit Securities Investor Protection Corporation over the group’s refusal to set up a claims process to help alleged Stanford Group Company victims recover funds. [read post]
12 Jan 2012, 8:28 am
In addition to the criminal case filed case against Stanford, he also faces SEC civil charges, along with Stanford International Bank (SIB), investment adviser Stanford Capital Management, investment adviser and broker-dealer Stanford Group Company (SGC), Stanford Financial Group (SFG), and two senior company officials. [read post]
12 Jan 2012, 7:00 am
WSJ Stanford’s Lawyers Want To Quit Before Trial: Texas financier R. [read post]
10 Jan 2012, 3:36 pm
A lot of the parties that invested were clients of Oxford Private Client Group LLC, which is not only a NRP Financial branch, but also it is partly owned by Cook and Beckman. [read post]
3 Jan 2012, 12:28 am
There were a total of 21 lawsuits involving companies in this group. [read post]
22 Dec 2011, 2:07 pm
Stanford and three former executives of his now-defunct Stanford Financial Group are accused of orchestrating a colossal pyramid scheme that advised clients from 113 countries to invest more than $7 billion in certificates of deposit, or CDs, at the Stanford International Bank on the Caribbean island of Antigua, promising huge returns. [read post]
20 Dec 2011, 6:06 pm
The SEC has said that this coverage should apply to Stanford investors because not only was broker-dealer Stanford Group Company a part of Stanford Financial, but also clients had to set up brokerage accounts to buy the certificate of deposits that their money was placed in. [read post]
12 Dec 2011, 5:45 pm
After the SEC instituted civil proceedings against Stanford in February 2009, the court-appointed receiver, Ralph Janvey, inquired as to whether SIPC would compensate victims of Stanford's fraud, as Stanford Group Company ("SGC") was a broker-dealer registered with SEC and SIPC. [read post]
7 Dec 2011, 3:56 am
Partner, Bradley Arant Boult Cummings: Doug’s practice includes the defense of several large financial services and insurance companies throughout the southeastern United States. [read post]
27 Nov 2011, 9:25 pm
This article deals with the attempts by outside groups to pressure two of the Justices to disqualify themselves from any role in deciding the pending cases. [read post]
