Search for: "THE FINANCIAL SERVICES ROUNDTABLE"
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10 Mar 2015, 4:00 am
Date: March 3-4, 2015 Sponsor: sifma Event: IRLS 2015 Location: New York, NY Date: March 4, 2015 Sponsor: 100WHF Event: Meet and Greet with Non-Profits Seeking Board Members Location: San Francisco, CA Date: March 4, 2015 Sponsor: CHFA Event: Launching and Distributing your Liquid Alternative Fund Location: San Francisco, CA Date: March 5, 2015 Sponsor: Terrapinn Event: Trading Show West Coast 2015 Location: San Francisco, CA Date: March 5, 2015 Sponsor: CFA Society of LA Event: Alternative… [read post]
10 Mar 2015, 4:00 am
Date: March 3-4, 2015 Sponsor: sifma Event: IRLS 2015 Location: New York, NY Date: March 4, 2015 Sponsor: 100WHF Event: Meet and Greet with Non-Profits Seeking Board Members Location: San Francisco, CA Date: March 4, 2015 Sponsor: CHFA Event: Launching and Distributing your Liquid Alternative Fund Location: San Francisco, CA Date: March 5, 2015 Sponsor: Terrapinn Event: Trading Show West Coast 2015 Location: San Francisco, CA Date: March 5, 2015 Sponsor: CFA Society of LA Event: Alternative… [read post]
9 Mar 2015, 8:52 am
Alan represented the American Bankers Association, Consumer Bankers Association, and Financial Services Roundtable in responding to that request. [read post]
5 Mar 2015, 11:29 am
The trade groups consist of the American Bankers Association, American Financial Services Association, Consumer Bankers Association, Credit Union National Association, Financial Services Roundtable, Independent Community Bankers of America, National Association of Federal Credit Unions, and U.S. [read post]
19 Feb 2015, 4:00 am
The letter was sent by the American Bankers Association, American Financial Services Association, Consumer Bankers Association, Financial Services Roundtable, and U.S. [read post]
18 Feb 2015, 4:25 am
Last year, the SEC charged Saba Software and two former executives responsible for the accounting fraud in which timesheets were falsified to hit quarterly financial targets. [read post]
12 Feb 2015, 12:46 pm
Better-prepared firms made more extensive use of industry information-sharing networks, such as FS-ISAC (the “Financial Services Information Sharing and Analysis Center”), peers and conferences to identify best practices to improve their cybersecurity. [read post]
12 Feb 2015, 11:22 am
Cross-Border Flow of Personal Information for Financial Services, organized by Korea University, focused on particular facets of this broader issue. [read post]
9 Feb 2015, 9:28 am
Many identify the Financial Services Information Sharing and Analysis Center as adding significant value in this effort. [read post]
28 Jan 2015, 12:48 pm
Mishkin The Financial Services Roundtable and CFPB are joining forces in a nationwide public-private initiative to promote effective financial education. [read post]
17 Dec 2014, 7:12 am
In a letter dated December 4, the Financial Services Roundtable (FSR) encouraged congressional leadership to extend the protection for a minimum of one year, noting that a number of financial services companies had implemented a one-year protection period as a matter of company policy. [read post]
4 Dec 2014, 1:00 pm
Event: HFA Annual Holiday Party Location: New York, NY Date: December 11, 2014 Sponsor: Infovest 21 Event: Finding & Evaluating Co-Investing Opportunities Location: New York, NY **** Cole-Frieman & Mallon provides legal services for hedge fund managers and other groups within the investment management industry. [read post]
13 Nov 2014, 11:00 am
There are more lawyers, but there are also more people competing for legal services that firms once handled. [read post]
7 Nov 2014, 8:47 am
Ton of work to write & keep up to date, so financial incentives matter and remuneration is justified. [read post]
3 Nov 2014, 9:29 am
The trade groups consist of the Consumer Bankers Association, Mortgage Bankers Association, American Bankers Association, Consumer Mortgage Coalition, Financial Services Roundtable and Housing Policy Council. [read post]
13 Oct 2014, 12:43 pm
In an interview at the Financial Services Roundtable Global Summit, the CFTC Chair said that he looks forward to working with the E.U. [read post]
6 Oct 2014, 11:59 am
Lauderdale, FL **** Cole-Frieman & Mallon provides legal services for hedge fund managers and other groups within the investment management industry. [read post]
25 Sep 2014, 6:47 am
Marc Patterson Sixteen industry trade groups, including the American Bankers Association, the Mortgage Bankers Association, and Financial Services Roundtable, have sent a letter to Director Cordray in which they requested that the CFPB provide additional guidance to help the mortgage industry implement the new TILA-RESPA Integrated Disclosures Rule that will become effective on August 1, 2015. [read post]
5 Sep 2014, 1:54 pm
Hedge Fund Bootcamp – What Emerging Managers Need to Know Location: San Francisco, CA Date: September 11, 2014 Sponsor: Capital Roundtable Event: Overseeing Private Equity Portfolio Cos. [read post]
4 Sep 2014, 3:19 am
“any institution engaged in the business of providing financial services to customers who maintain a credit, deposit, trust, or other financial account or relationship with the institution. [read post]
