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1 Apr 2017, 2:52 pm
See Robles vs Domino’s Pizza, LLC, U.S. [read post]
30 Mar 2017, 4:17 pm
Securities and Exchange Commission (SEC) have garnered a great deal of attention for laying substantial blame at the feet of Yahoo’s own internal legal department. [read post]
29 Mar 2017, 5:09 am
Under the 1975 Securities Acts Amendments, large money-management institutions were required to report their portfolio holdings on a quarterly basis to the Securities and Exchange Commission. [read post]
25 Mar 2017, 4:13 am
H/T Keith Kaplan Copyright © 2007-2017 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
7 Mar 2017, 4:28 pm
Reprinted with permission from the March 6, 2017 edition of The National Law Journal © 2017 ALM Media Properties, LLC. [read post]
3 Mar 2017, 9:43 am
Neo@Ogilvy LLC. [read post]
3 Mar 2017, 9:43 am
Neo@Ogilvy LLC. [read post]
3 Mar 2017, 6:16 am
Ringlee, Pay Governance LLC, on Wednesday, March 1, 2017 Tags: Accountability, Boards of Directors, Compensation committees, Executive Compensation, Executive performance, Firm performance, Incentives, Long-Term value, Management, Pay for performance, Say on pay Section 16(B)—If at First You Don’t Succeed… Posted by Phillip Goldstein, Bulldog Investors, on Wednesday, March 1, 2017 Tags: Disgorgement, Exchange Act, Exchange Act s.16,… [read post]
1 Mar 2017, 10:00 am
*_Our business is not Stocks, Bonds, Shares Certificates, or Futures_* Five years ago three German entrepreneurs realized that there was a need for people to exchange the paper cash into real assets such as metals. [read post]
27 Jan 2017, 9:11 am
Continuing our annual tradition, we present the top developments/headlines for 2016 in trade secret, computer fraud, and non-compete law. [read post]
27 Jan 2017, 9:11 am
Continuing our annual tradition, we present the top developments/headlines for 2016 in trade secret, computer fraud, and non-compete law. [read post]
27 Jan 2017, 6:08 am
Dyson, K&L Gates LLP, on Saturday, January 21, 2017 Tags: Algorithmic trading, Broker-dealers, BSA/AML, Disclosure, Due diligence, Financial institutions, FINRA, High-frequency trading, Investor protection, Money laundering, Private enforcement, Reporting regulation, Risk management, Securities enforcement Top 10 Topics for Directors in 2017 Posted by Kerry E. [read post]
14 Jan 2017, 7:45 am
An exchange-traded fund (ETF) is an investment fund traded on stock exchanges, much like stocks. [read post]
14 Jan 2017, 2:25 am
An exchange-traded fund (ETF) is an investment fund traded on stock exchanges, much like stocks. [read post]
6 Jan 2017, 1:00 am
Securities and Exchange Commission, on Tuesday, January 3, 2017 Tags: Management, Private ordering, Proxy access, Securities regulation, Shareholder activism, Shareholder proposals, Shareholder voting Rethinking Compensation Philosophies: Top 5 Questions for Boards Posted by Aalap H. [read post]
4 Jan 2017, 3:55 pm
As we head into 2017, we have put together this checklist to help managers stay on top of the business and regulatory landscape for the coming year. [read post]
3 Jan 2017, 4:28 pm
With full awareness that a complete inventory of key 2016 events could actually be much longer, here is a list of the Top Ten D&O stories of 2016. [read post]
2 Jan 2017, 12:04 am
In exchange for her services, Quezada kept a five percent fee. [read post]
31 Dec 2016, 12:36 pm
Think of it like a virtual cocktail party: you can network and exchange stories at your convenience – only you don’t have to dress up if you don’t want to. [read post]
28 Dec 2016, 3:09 pm
While avoiding a DUI is good reasoning on its own, ensuring you and your friends and family arrive home safely after you ring in the New Year should be a top priority.At Cordisco & Saile LLC, we encourage people to plan ahead. [read post]
