Search for: "The Cleaning Authority, LLC" Results 321 - 340 of 877
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20 Jul 2018, 12:52 pm by Staff Attorney
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor Jack Owens (Owens) left his employer Gradient Securities, LLC (Gradient Securities) in June 2018 on the heels of numerous customer complaints and regulatory sanctions. [read post]
20 Jul 2018, 12:52 pm by Staff Attorney
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor Jack Owens (Owens) left his employer Gradient Securities, LLC (Gradient Securities) in June 2018 on the heels of numerous customer complaints and regulatory sanctions. [read post]
6 Jul 2018, 11:46 am by Staff Attorney
According to the Financial Industry Regulation Authority (FINRA) BrokerCheck records, in October 2017, Meyers was terminated from Wells Fargo Clearing Services LLC (Wells Fargo) for recommending investments to customers that he did not notify the firm about. [read post]
16 Jun 2018, 1:49 pm by Staff Attorney
  From November 2005 until December 2017 Salerno was associated with RBC Capital Markets, LLC. [read post]
12 Jun 2018, 6:54 am by Adam Weinstein
According to BrokerCheck records financial advisor Jack Griffith (Griffith), currently employed by Janney Montgomery Scott LLC (Janney Scott) has been subject to five customer complaints and one lien. [read post]
15 May 2018, 5:37 am by Colby Pastre
Key Findings State tax reform is a difficult process, but states like Utah, Indiana, and North Carolina, and the District of Columbia, illustrate that reform can be successful when it happens in a diligent and thoughtful way. [read post]
11 May 2018, 7:22 am by admin
” Barry Minkow (ZZZZ Best) In 1982, at the age of 15, Barry Minkow started a carpet cleaning company, named it ZZZZ Best, and ran the business from his parents’ garage. [read post]
7 May 2018, 3:28 am by Peter Mahler
Transactional lawyers who assist clients in the formation and restructuring of business entities, and the litigators who clean up the transactional lawyers’ occasional messes, each have lessons to learn from last week’s appellate ruling in 223 Sam, LLC v 223 15th Street, LLC, 2018 NY Slip Op 03118 [2d Dept May 2, 2018]. [read post]
1 May 2018, 3:32 am by SHG
  Copyright © 2007-2018 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
12 Apr 2018, 7:42 pm by Cynthia Marcotte Stamer
Gives WHD enforcement authority in FLSA sections 16(b) and 16(c) to, among other things, recover all tips unlawfully kept by the employer, in addition to an equal amount in liquidated damages. [read post]
8 Apr 2018, 4:24 am by SHG
They weren’t clean, but they weren’t nearly as dirty as the government alleged. [read post]