Search for: "U. S. Securities and Exchange Commission"
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2 May 2022, 4:03 am
Commission for inclusion in its sixth round of sanctions against Moscow. [read post]
22 Nov 2008, 4:28 pm
Boshamer Distinguished Professor of Law at the U. [read post]
6 Mar 2024, 9:03 pm
Northway, Inc., 426 U. [read post]
30 Mar 2010, 10:18 am
(a) A consensus has developed regarding the standard Gartenberg set forth over 25 years ago: The standard has been adopted by other federal courts, and the Securities and Exchange Commission’s regulations have recognized, and formalized, Gartenberg-like factors. ... [read post]
19 May 2014, 4:42 am
The attorneys at Gana LLP are experienced in representing investors to recover their financial losses concerning in cases of securities fraud. [read post]
4 Jan 2021, 2:02 pm
In exchange, the defendants received cash provided by members of the Uzbekistani immigrant community to an unlicensed money transfer business for remittance to their relatives in Uzbekistan, minus a commission that was deducted by the money launderer. [read post]
22 Jun 2007, 10:09 am
They filed a class action, alleging that Tellabs and petitioner Notebaert, then Tellabs' chief executive officer and president, had engaged in securities fraud in violation of §10(b) of the Securities Exchange Act of 1934 and Securities and Exchange Commission Rule 10b-5, and that Notebaert was a "controlling person" under the 1934 Act, and there-fore derivatively liable for the company's fraudulent acts.… [read post]
1 May 2024, 9:05 pm
In the meantime, we must hope for the European Securities and Markets Authority (ESMA) to give further guidance. [read post]
27 Oct 2011, 7:29 am
The party's spouse, and iii. [read post]
28 Feb 2018, 3:38 pm
Securities and Exchange Commission, 2016 Annual Report to Congress on the Dodd-Frank Whistleblower Program, at 4, 6. [read post]
8 Aug 2023, 6:32 am
The ISSB’s speed in developing the Standards comes in contrast to the long-awaited and delayed climate rules anticipated from the United States Securities and Exchange Commission (the “SEC”). [read post]
8 Aug 2023, 6:32 am
The ISSB’s speed in developing the Standards comes in contrast to the long-awaited and delayed climate rules anticipated from the United States Securities and Exchange Commission (the “SEC”). [read post]
16 Sep 2018, 8:06 am
China may well become Europe's greatest pupil. [read post]
10 Nov 2011, 1:40 pm
Pope, Crowdfunding Microstartups: It's Time for the Securities and Exchange Commission to Approve A Small Offering Exemption, 13 U. [read post]
U.S. News Names 2017-2018 “Best” Hospitals; Patient Usefulness Starts With Metholodogy Understanding
17 Aug 2017, 4:03 pm
Luke’s Medical Center Houston, No.4 Memorial Hermann-Texas Medical Center, No.5 and Medical City Dallas Hospital No. 6 on its list of the best hospitals in the state of Texas. [read post]
26 Jul 2019, 2:00 am
Schonfeld and Amy Mayer The CLS Blue Sky Blog The first half of 2019 has seen a continuation of the Securities and Exchange Commission’s emphasis on protecting the interests of Main Street investors. [read post]
6 Mar 2012, 11:16 am
Over time most providers and patients should implement and utilize certified electronic health records that meet functionality, interoperability, and security standards, and participate in health information exchange across providers and care settings so that:[9] Patients’ clinically relevant information is available to all providers at the point of care and to patients through electronic health record systems. [read post]
Activist Shareholder Proposals and HCM Disclosures Pivot to Diversity, Equity, and Inclusion in 2021
24 Mar 2021, 12:47 pm
Changes in SEC Rules in 2020 In the last year, the Securities Exchange Commission (“SEC”) updated two rules that are anticipated to have an outsized effect on shareholder proposals in the DEI space. [read post]
15 Apr 2023, 10:36 am
Federal Trade Commission (which was combined with Securities and Exchange Commission v. [read post]
28 Apr 2022, 9:01 pm
But nothing takes place in a vacuum, and the meteoric rise in SPACs and the Commission’s proposed rulemaking must be considered in the context of changes in both the public and private markets. [read post]
