Search for: "UBS Investment Bank"
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26 Feb 2012, 5:12 am
Citadel Investment Group Elliott Management (A hedge fund.) [read post]
26 Feb 2012, 4:48 am
Citadel Investment Group Elliott Management (A hedge fund.) [read post]
26 Feb 2012, 4:27 am
Citadel Investment Group Elliott Management (A hedge fund.) [read post]
24 Feb 2012, 11:39 am
UBS announced on Friday that it had hired Samuel Molinaro Jr., the former chief financial officer of Bear Stearns and that a joint global head of its investment banking unit, Jimmy Neissa, planned to leave. [read post]
18 Feb 2012, 2:45 am
He was a vice chairman and "senior adviser to investment-banking clients" and "worked with governments around the world on behalf of UBS". [read post]
15 Feb 2012, 2:40 pm
’s and UBS AG’s Japanese branches (see: Administrative Actions against UBS Securities Japan Ltd. and UBS AG, Japan Branches). [read post]
13 Feb 2012, 3:40 pm
’s and UBS AG’s Japanese branches (see: Administrative Actions against UBS Securities Japan Ltd. and UBS AG, Japan Branches). [read post]
10 Feb 2012, 2:55 am
Big banks like UBS with longstanding reputations to uphold entered into qualified intermediary agreements but still actively sought out tax avoidance clients in the US and skirted with criminal prosecution in order to make a fast buck from wealthy but nontax-compliant Americans. [read post]
7 Feb 2012, 12:21 am
UBS, the largest Swiss bank, said Tuesday that fourth quarter profit had slumped 76 percent from a year earlier, as new money coming in to its wealth management unit failed to make up for a loss in investment banking. [read post]
3 Feb 2012, 2:27 am
Gemäss heutiger Medienmitteilung hat die FINMA gegen die UBS AG ein formelles Enforcementverfahren im Zusammenhang mit den Handelsverlusten bei ihrer Investement Bank in London eröffnet. [read post]
30 Jan 2012, 8:27 pm
The IRS’s assault on UBS, the Swiss bank, has reaped some more indictments. [read post]
22 Jan 2012, 3:53 pm
” Back then Credit Suisse in conjunction with UBS, published a statistic saying that loan modifications were re-defaulting in 60 percent of cases after just 10 months… the clear implication being that loan modifications didn’t work, so better for all involved to simply foreclose. [read post]
20 Jan 2012, 6:34 am
European and US enforcement agencies have remained active and have opened probes into credit default swaps as well as other alleged cartel and abusive behaviors banks and financial institutions. [read post]
16 Jan 2012, 11:15 am
From 1998 to 2000, he was the Capital Markets Group Head for UBS (Cayman Island) Ltd., where he managed back office operations for UBS sponsored investment funds and client investment funds, as well as served as director for those funds. [read post]
14 Jan 2012, 11:51 am
Firms: Thanks for staying with me for years folks at Credit Suisse, JP Morgan Chase, Deutsche Bank, Goldman Sachs, UBS, Jeffries & Co., Brown Brothers Harriman and Houlihan Lokey. [read post]
10 Jan 2012, 6:37 am
Confusing spending with investment. [read post]
6 Jan 2012, 7:48 am
This year, the repeat offenders were based outside the U.S.: Barclays Bank (BCS) took the brass ring with 2,885 individual filings — that’s nearly eight for every day of they year, including weekends and holidays — followed closely by UBS (UBS), at 2,812 filings, and then BlackRock (BLK) at 2,669. [read post]
5 Jan 2012, 5:00 am
In the complaint, they cite a LinkedIn posting to promote fictitious “bank guarantees” and “medium-term notes”: “Bank Guarantees, Cash Backed, Deutsche Bank, Credit Suisse, HSBC, JP Morgan Chase, BNP Paribas, UBS, RBS or Barclays, One (1) year and one (a) day, Fresh Cut USD 500 Billion (USD 500,000,000,000) with Rolls and Extensions 40% or better plus 1% commission fee to be paid, to buy side and sell side consultants 50/50. [read post]
4 Jan 2012, 10:23 pm
” The securities promoted included fake “bank guarantees” and “medium-term notes” tied to JPMorgan Chase and UBS, among other large banks. [read post]
23 Dec 2011, 8:57 am
GE Funding is the fifth financial institution to settle with the multistate working group in the ongoing municipal bond derivatives investigation following Bank of America, UBS AG, JP Morgan and Wachovia. [read post]
