Search for: "US Trade and Exchange, LLC"
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29 Apr 2022, 1:43 pm
Medley Management and Former Executives to reportedly Pay $10 Million Fine for Misleading Clients and Investors According to a press announcement on April 28, 2022, the Securities and Exchange Commission reportedly charged publicly-traded asset manager Medley Management and its former co-CEOs with making misrepresentations to investors and clients about the company’s future growth. [read post]
16 Apr 2022, 7:00 am
According to the CFTC, “Mikkelsen falsely promised clients he would use his discretion to trade forex on their behalf. [read post]
15 Apr 2022, 4:00 am
Inspector General Harriet Richardson said she began the investigation after receiving evidence the manager used to work for the construction management firm, and the manager’s spouse and sibling still worked for the firm. [read post]
12 Apr 2022, 1:34 pm
Nessim Mezrahi is co-founder and CEO at SAR LLC. [read post]
11 Apr 2022, 11:32 am
There are many other legal issues NFTs and tokenized real estate assets may raise depending on what they represent and their use. [read post]
23 Mar 2022, 8:26 am
In Amaretto Ranch Breedables, LLC v. [read post]
20 Mar 2022, 8:47 am
Accu-Trade, LLC, et al., 1:21-cv-00360 (E.D. [read post]
18 Mar 2022, 4:00 am
In another twist for the industry, a group of prominent firms banded together and went public on a stock exchange in London late last year. [read post]
14 Mar 2022, 1:59 pm
Chubb Limited, the parent company of Chubb, is listed on the New York Stock Exchange (NYSE: CB) and is a component of the S&P 500 index. [read post]
13 Mar 2022, 11:24 am
Securities and Exchange Commission Chair Gary Gensler Tweeted about the future of ESG regulation. [read post]
10 Mar 2022, 1:02 am
The fund invests primarily in global corporate credit, including loans, bonds and other credit instruments that companies use to finance their operations. [read post]
8 Mar 2022, 12:51 pm
The abbreviation for foreign currency exchange, it involves changing one currency into another, such as US dollars into Canadian dollars or Great British Pounds (GBP.) [read post]
8 Mar 2022, 12:10 pm
Offshore Exchanges. [read post]
8 Mar 2022, 8:10 am
Offshore Exchanges. [read post]
7 Mar 2022, 10:12 pm
With thanks to Ernest Cheong, Trainee Solicitor, Ascendant Legal LLC, for assisting in the preparation of this update. [read post]
2 Mar 2022, 6:49 am
Prohibited transactions include the transfer of assets to these entities or foreign exchange transactions for or on their behalf. [read post]
25 Feb 2022, 4:34 pm
From Nat'l Ass'n for Legal Gun Defense, LLC v. [read post]
25 Feb 2022, 8:19 am
According to the SEC’s complaint, from May 2019 to December 2019, Hoffman allegedly recommended investments in Zima Global Ventures, LLC, which purported to use investor funds to trade cryptocurrencies and other digital assets for profit. [read post]
23 Feb 2022, 1:55 pm
In July 2020, FVAC announced its plan to merge with MP Mine Operations LLC. [read post]
19 Feb 2022, 12:00 pm
The New York Stock Exchange has filed an application to register “NYSE” as a trademark for a marketplace for the trading of NFTs. [read post]
